CIK 1426771
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| LIERMAN, WILLIAM, JOSEPH | CEO; OFFICER SHAREHOLDER | 2012-02 | <5% ·◆ |
| MANNIX, GAIL, CAROLYN | CCO | 2026-04 | <5% ·◆ |
| NICLAI, BRANDY, ROMER | CIO; OFFICER SHAREHOLDER | 2012-02 | <5% ·◆ |
| APCM HOLDCO LLCentity | OWNER | 2025-04 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ROSE, FRANCES, HELAINE | DIRECTOR | 2024-03 | — not seen at a tracked firm |
| ROSE, EVAN, DENALI | PRES/CEO/CHAIRMAN/CCO · PRES/CEO/CHAIRMAN · PRES/CEO/CHAIRMAN/CHIEF COMPLIANCE OFFICER · PRES/CEO/CHAIRMAN/CHIEF COMPLIANCE OFFICER/DIRECTOR | 2024-03 | — not seen at a tracked firm |
| BUTLER, KIMBERLY, ELIZABETH | CCO · ASSISTANT CHIEF COMPLIANCE OFFICER | 2022-11 | — not seen at a tracked firm |
| CUDDY, JUDITH, JANE | SHAREHOLDER | 2020-11 | — not seen at a tracked firm |
| JAHNSEN, PETTER, SIGURD | SHAREHOLDER | 2020-11 | — not seen at a tracked firm |
| PANTAGES, JEFFREY, BRUCE | SHAREHOLDER · DIRECTOR / CHIEF INVESTMENT OFFICER | 2020-11 | — not seen at a tracked firm |
| FARLEY, JULEE, CHRISTINE | CHIEF COMPLIANCE OFFICER | 2020-11 | — not seen at a tracked firm |
| WAGNON, BERTRAM, LINTON | DIRECTOR/SVP INVESTMENTS · SVP INVESTMENTS/DIRECTOR | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
