CIK 1421306
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HONNEUS, BRETT, WINSLOW | CHIEF TECHNOLOGY & INFORMATION OFFICER · CHIEF TECHNOLOGY OFFICER | 2024-08 | — not seen at a tracked firm |
| SCHERR, MAX, ABRAHAM | SENIOR ANALYST/PORTFOLIO MANAGER - FIG AND SPECIALTY FINANCE | 2024-08 | — not seen at a tracked firm |
| ROSS, DYLAN, MARCH PELLETIER | PORTFOLIO MANAGER, CO-HEAD OF STRUCTURED CREDIT · TRADER/CO-PORTFOLIO MANAGER OF STRUCTURED CREDIT · TRADER/CO-HEAD OF STRUCTURED CREDIT · TRADER · SENIOR ASSOCIATE | 2024-02 | — not seen at a tracked firm |
| VINCENT, STEVEN, PATRICK | CHIEF OPERATING OFFICER/CHIEF LEGAL OFFICER · GENERAL COUNSEL/CHIEF ADMINISTRATIVE OFFICER/CHIEF COMPLIANCE OFFICER |
| 2022-03 |
| — not seen at a tracked firm |
| KRSTICEVIC, IVAN, (NMN) | PORTFOLIO MANAGER OF DISTRESSED/HEAD OF DISTRESSED RESEARCH · CO-PORTFOLIO MANAGER OF DISTRESSED · HEAD OF DISTRESSED RESEARCH · SENIOR ANALYST | 2022-03 | — not seen at a tracked firm |
| WORMAN, JARED, BRENT | CLO PORTFOLIO MANAGER | 2022-03 | — not seen at a tracked firm |
| DASHER, KARL, FRANKLIN | CHIEF EXECUTIVE OFFICER | 2021-03 | — not seen at a tracked firm |
| KAHL, ELIZABETH, ANN | DIRECTOR, INVESTOR RELATIONS | 2021-03 | — not seen at a tracked firm |
| BRADY, ROBERT, JOSEPH | DIRECTOR OF INSTITUTIONAL SALES | 2020-07 | — not seen at a tracked firm |
| HAWKS, JOHN, CARNEY | HEAD OF SPECIAL SITUATIONS/PORTFOLIO MANAGER OF ENERGY · HEAD OF SPECIAL SITUATIONS AND CO-PORTFOLIO MANAGER OF ENERGY · HEAD OF SPECIAL SITUATIONS · SENIOR ANALYST | 2019-11 | — not seen at a tracked firm |
| BAUKH, SIMON, MICHAEL | SENIOR ANALYST | 2018-10 | Alpha Wave Global, LP |
| FINNERAN, EDWARD, THOMAS | SENIOR RELATIONSHIP MANAGER · DIRECTOR OF MARKETING AND INVESTOR RELATIONS · DIRECTOR OF MARKETING | 2018-10 | — not seen at a tracked firm |
| KELLY, PATRICK, WILLIAM | CHIEF EXECUTIVE OFFICER/PRESIDENT · CHIEF OPERATING OFFICER | 2018-01 | — not seen at a tracked firm |
| LUND, ANDREW, SIGURD NORMAN | HEAD OF FINANCIALS · SENIOR ANALYST | 2018-01 | — not seen at a tracked firm |
| HARTNETT, MATTHEW, GEOFFREY | HEAD OF EUROPEAN TRADING AND RESEARCH | 2017-02 | — not seen at a tracked firm |
| RENSHAW, BENJAMIN, JAMES | DIRECTOR OF BRIGADE CAPITAL SWITZERLAND AG · PORTFOLIO MANAGER | 2014-03 | — not seen at a tracked firm |
| BRADBURN, JAMES, JUSTIN | SENIOR ANALYST | 2014-02 | — not seen at a tracked firm |
| GOLDMAN, NEAL, PRESTON | SENIOR ANALYST | 2013-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
