CIK 1409888
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| KIM, SOOHYUNG, (NMN) | CEO & CIO, MANAGING PARTNER | 2007-11 | <5% ·◆ |
| MAUSE, JOSEPH, DANIEL | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2009-05 | <5% ·◆ |
| STANDARD GENERAL GP LLCentity | OWNER | 2016-11 | 75%+ ·◆ |
| STANDARD GENERAL HOLDINGS L.P.entity | GENERAL PARTNER | 2007-06 | 75%+ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GLAZEK, DAVID, E | PARTNER | 2023-04 | — not seen at a tracked firm |
| STEINER, GAIL, DEBRA | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER · GENERAL COUNSEL | 2023-04 | — not seen at a tracked firm |
| USHER, STEPHEN, SAMUEL | PARTNER | 2021-03 | — not seen at a tracked firm |
| SINGER, NICHOLAS, JASON | LIMITED PARTNER · PARTNER · CO-FOUNDING PARTNER · CO-PRESIDENT | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
