CIK 1392364
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-26). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-26. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| LIPPMAN, SY, RICHARD | CEO, CFO, TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 | 2006-05 | 25–50% ·◆ |
| Lippman, Helene, Brenda | TRUSTEE OF THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996 | 2015-07 | 25–50% ·◆ |
| SCOTT, RALPH, RAYMOND | EXECUTIVE VICE PRESIDENT, CIO, TRUSTEE OF THE THE SCOTT FAMILY TRUST DATED JULY 27, 1987 | 2006-05 | 25–50% ·◆ |
| Scott, Phyllis, F. | TRUSTEE OF THE THE SCOTT FAMILY TRUST DATED JULY 27, 1987 | 2015-07 | 25–50% ·◆ |
| MANONGDO, IAN, KEONI | CHIEF OPERATING OFFICER | 2021-05 | <5% ·◆ |
| SEO, STEPHEN, Seong | PRESIDENT | 2023-02 | <5% ·◆ |
| Scott, Jason, Jay | CHIEF COMPLIANCE OFFICER (SINCE 02/2020), GENERAL COUNSEL (SINCE 02/2023) | 2020-02 | <5% ·◆ |
| THE LIPPMAN FAMILY TRUST DATED JANUARY 18, 1996entity | SHAREHOLDER | 2015-07 | 25–50% ·◆ |
| THE SCOTT FAMILY TRUST DATED JULY 27, 1987entity | SHAREHOLDER | 2015-07 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GROSS, BENNETT, EDWARD | PRESIDENT | 2021-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
