CIK 1389574
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-25). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-25. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| NICHOLAS, ARTHUR, EDWARD | SENIOR ADVISOR | 2006-03 | <5% ·◆ |
| SOMHEGYI NICHOLAS, CATHERINE, CHARLOTTE | CHIEF INVESTMENT OFFICER | 2006-03 | <5% ·◆ |
| GARG, MONIKA | PORTFOLIO MANAGER | 2025-01 | <5% |
| NEWCOMB, CATHERINE | CCO | 2019-08 | <5% |
| REISON, ALEXANDER, STEPHEN | HEAD TRADER | 2017-01 | <5% |
| SIRIANI, CHRISTOPHER, PAUL | PRESIDENT, COO | 2011-04 | <5% |
| WISEMAN, TAMMY, LYNN | MARKETING MANAGER | 2009-03 | <5% |
| WYLIE, JOHN, DAVID | PORTFOLIO MANAGER | 2008-01 | <5% |
| NIP 3 LPentity | LIMITED PARTNER | 2017-02 | 75%+ ·◆ |
| NICHOLAS INVESTMENT PARTNERS, LLCentity | GENERAL PARTNER | 2006-03 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| WHEATLEY, LISA, GABLE | SR RESEARCH ANALYST · SR RESEARCH ANALYST, LIMITED PARTNER | 2023-03 | First Turn Management, LLC |
| DEMARCO, LAURA, STANLEY | DIRECTOR OF CLIENT SERVICE · HEAD OF SALES & CLIENT SERVICE · HEAD OF SALES & CLIENT SERVICE, LIMITED PARTNER | 2020-06 | — not seen at a tracked firm |
| ROPER, JENNIFER | CHIEF ADMINISTRATIVE OFFICER | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
