CIK 1387366
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| STANNARD-STOCKTON, SEAN, PATRICK | MANAGING MEMBER, PRESIDENT, SENIOR PRINCIPAL, & CHIEF INVESTMENT OFFICER | 2004-01 | 50–75% ·◆ |
| PEARSON, MATTHEW, EDWARD | MEMBER, SENIOR PRINCIPAL, CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER | 2011-01 | 10–25% ·◆ |
| THOMASSON, LUDOVIC, PIERRE | MEMBER, SENIOR PRINICPAL, & DIRECTOR OF WEALTH MANAGEMENT | 2014-06 | 10–25% ·◆ |
| SEAN & CATHY STANNARD-STOCKTON TRUSTEES FBO STANNARD-STOCKTON FAMILY TRUST DTD 12.12.2014entity | OWNER | 2014-12 | 50–75% ·◆ |
| LUDOVIC & LINDSAY THOMASSON TRUSTEES FBO LT2 FAMILY TRUST DTD 7.10.2018entity | OWNER | 2018-07 | 10–25% ·◆ |
| OWNER |
| 2018-04 |
| 10–25% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BROWN, CURTIS, HAMMOND | MEMBER, PORTFOLIO MANAGER · PRINCIPAL, PORTFOLIO MANAGER | 2017-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
