CIK 1379995
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-02-17). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-02-17. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ALLEGRETTI, CHRISTOPHER, MARK | CHAIRMAN, MEMBER | 2001-03 | <5% ·◆ |
| CROSS, SCOTT, ALLAN | MEMBER, CHIEF OPERATING OFFICER | 2009-09 | <5% ·◆ |
| WASSMANN, MICHAEL, GUSTAVE | CHIEF COMPLIANCE OFFICER | 2011-08 | <5% ·◆ |
| HBK SORCE FINANCIAL LLCentity | PARENT COMPANY | 2000-06 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CASEY, WILLIAM, FRANCIS | MEMBER | 2024-12 | — not seen at a tracked firm |
| SOMMERS, BRIAN, SCOTT | CHIEF INVESTMENT OFFICER, MEMBER · DIRECTOR OF ASSET MANAGEMENT | 2024-12 | — not seen at a tracked firm |
| PICCIRILLO, RAYMOND, DEAN | MEMBER | 2024-12 | — not seen at a tracked firm |
| MORROW, RICHARD, CHARLES | MEMBER | 2024-12 | — not seen at a tracked firm |
| SCHRAMM, STEPHEN, CARL | MEMBER | 2024-12 | — not seen at a tracked firm |
| BAER, DAN, E | MEMBER | 2024-12 | — not seen at a tracked firm |
| HALL, GERALD, WILLIAM | MEMBER | 2024-12 | — not seen at a tracked firm |
| ARCORACI, JAMES, ANTHONY | MEMBER | 2024-12 | — not seen at a tracked firm |
| RINN, STEVEN, MICHAEL | MEMBER | 2024-12 | — not seen at a tracked firm |
| DARWISH, DAVID | MEMBER | 2024-12 | — not seen at a tracked firm |
| AMBROSETTI, QUINTO, FABIO | MEMBER | 2024-12 | — not seen at a tracked firm |
| COSTIGAN, MATTHEW, JAMES | MEMBER | 2024-12 | — not seen at a tracked firm |
| FURTWANGLER, RYAN, HENRY | MEMBER | 2024-12 | — not seen at a tracked firm |
| REPETTO, AUGUSTINE, ANTON | MEMBER | 2024-12 | — not seen at a tracked firm |
| MALLETTE, BRIAN, WILLIAM | MEMBER | 2024-12 | — not seen at a tracked firm |
| TARANTO, THOMAS, J | MEMBER | 2024-12 | — not seen at a tracked firm |
| TAYLOR, BRITTANY, LAUREN | MEMBER | 2024-12 | — not seen at a tracked firm |
| HINES, CHRISTOPHER, JAMES | MEMBER | 2024-12 | — not seen at a tracked firm |
| Shelby, Jeremy, T. | MEMBER | 2024-12 | Elite Life Management LLC |
| WILSON, PHILLIP, LYLE | TREASURER | 2024-11 | — not seen at a tracked firm |
| SORCE, CHRISTOPHER, NEAL | MEMBER | 2024-05 | — not seen at a tracked firm |
| SORCE, GREGORY, JOSEPH | MEMBER | 2024-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
