CIK 1371726
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| LEES, DAVID, EDMUND | MANAGING MEMBER | 2005-03 | 5–10% ·◆ |
| BILES, JAMES, JOSEPH | MEMBER; CHIEF COMPLIANCE OFFICER (1/2007) | 2005-03 | <5% ·◆ |
| BRACAGLIA, PAUL, JOSEPH | MEMBER | 2007-09 | <5% ·◆ |
| VERUECO, ADRIAN, GABRIEL | MEMBER; CHIEF FINANCIAL OFFICER | 2016-10 | <5% ·◆ |
| UNION ACQUISITION, LLCentity | MANAGER MEMBER | 2015-10 | 50–75% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
