CIK 1362535
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-27). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-27. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CULLEN, JAMES, PATRICK | OWNER, CHAIRMAN AND CEO | 2000-04 | 75%+ ·◆ |
| CULLEN, BROOKS, HEMINGWAY | VICE CHAIRMAN AND EXECUTIVE DIRECTOR | 2000-04 | 5–10% ·◆ |
| Kelly, Aiden, John | CHIEF COMPLIANCE OFFICER | 2022-07 | <5% ·◆ |
| O'Neil, Stephen, J | EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER | 2022-11 | <5% ·◆ |
| CULLEN 2011 DESCENDANTS' TRUSTentity | OWNER | 2011-04 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BATTAGLIA, JEFFREY | EXECUTIVE DIRECTOR AND CHIEF OPERATING OFFICER · CHIEF OPERATING OFFICER · CHIEF FINANCIAL OFFICER | 2022-08 | — not seen at a tracked firm |
| MULLOOLY, STEVEN, MICHAEL | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| GOULD, JOHN | EXECUTIVE VICE PRESIDENT | 2014-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
