CIK 1360798
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-21). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-21. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BRIGHTON, CHARLES, EDWIN | MANAGING DIRECTOR | 1999-10 | 25–50% ·◆ |
| JONES, JON, DAVID | CHIEF EXECUTIVE OFFICER | 1999-10 | 25–50% ·◆ |
| DILLON, CARLEY, M | CHIEF EXPERIENCE OFFICER | 2020-09 | <5% ·◆ |
| HO, ROBERT, KAR-FAI | CHIEF FINANCIAL OFFICER | 2025-01 | <5% ·◆ |
| Kyrkos, April | CHIEF OPERATING OFFICER | 2021-02 | <5% ·◆ |
| OWENS, CHRISTINA | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | 2024-05 | <5% ·◆ |
| TALL, BRIAN, C | CHIEF INVESTMENT OFFICER | 2013-07 | <5% ·◆ |
| JONES, MARK, R | CHIEF REVENUE OFFICER | 2021-09 | <5% |
| LEBER, SCOTT | CHIEF CORPORATE DEVELOPMENT OFFICER | 2019-01 | <5% |
| MAYFIELD, TYLER | MANAGING DIRECTOR | 2012-11 | <5% |
| SAICHUA, TANG | CHIEF CLIENT OFFICER | 2025-01 | <5% |
| TORRES, MELINDA | CHIEF MARKETING OFFICER | 2026-01 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| PRESTON, THOMAS, PATRICK | VICE PRESIDENT OF CLIENT SERVICES · DIRECTOR OF CLIENT SERVICES · MEMBER · CHIEF COMPLIANCE OFFICER | 2024-12 | — not seen at a tracked firm |
| Dougherty, John | CHIEF MARKETING OFFICER | 2024-12 | — not seen at a tracked firm |
| RAMZA, TIM, WILLIAM | CHIEF TECHNOLOGY OFFICER | 2024-12 | — not seen at a tracked firm |
| CAROLAN, BRETT, HOWARD | SENIOR LEAD ADVISOR · MEMBER | 2022-03 | — not seen at a tracked firm |
| WIKSTROM, ERIC, JASON | MEMBER | 2018-07 | — not seen at a tracked firm |
| LEADON, KORY, BRYAN | MEMBER | 2018-07 | — not seen at a tracked firm |
| CHRISTENSEN, CLINT, MICHAEL | MEMBER · LEAD ADVISOR | 2018-07 | — not seen at a tracked firm |
| MCCARTHY, JEROME, FRANCIS | MEMBER · LEAD ADVISOR | 2018-07 | — not seen at a tracked firm |
| CAMRUD, MATTHEW, ALLAN | MEMBER | 2018-07 | — not seen at a tracked firm |
| MORMINO, MATTHEW, LEWIS | MEMBER | 2018-07 | — not seen at a tracked firm |
| RAGAN, VARONICA, STEVENS | CHIEF COMPLIANCE OFFICER/DIRECTOR OF FINANCE AND ACCOUNTING | 2016-05 | — not seen at a tracked firm |
| SPRAGINS, ALAN, WOOD | CHIEF COMPLIANCE OFFICER, CFO & GENERAL COUNSEL | 2012-10 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
