CIK 1354739
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| AKINS, SCOTT, WILLIAM | GENRAL COUNSEL | 2022-06 | <5% ·◆ |
| ESTEP, STEPHEN, CHAD | CHIEF COMPLIANCE OFFICER | 2023-08 | <5% ·◆ |
| GULLAN, LEONARD, LAWRENCE CURLE | CHIEF OPERATING OFFICER | 2022-10 | <5% ·◆ |
| TOBIAS MARIN, FRANCISCO | CHIEF FINANCIAL OFFICER | 2024-07 | <5% ·◆ |
| WATSON, PETER, YOSHI | HEAD OF ALTERNATIVES | 2023-07 | <5% ·◆ |
| CORIENT PRIVATE WEALTH LLCentity | OWNER | 2025-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GELLER, MARTIN, JAY | GELLER & COMPANY PRESIDENT · GELLER & CO. PRESIDENT · GELLER & CO. CHIEF EXECUTIVE OFFICER | 2024-10 | — not seen at a tracked firm |
| WEDEKING, ROBERT | CHIEF INVESTMENT OFFICER | 2024-10 | — not seen at a tracked firm |
| BOSCACCI, PAUL, J | HEAD OF INVESTMENT OPERATIONS · CHIEF COMPLIANCE OFFICER | 2024-10 | — not seen at a tracked firm |
| Lee, Elliott, Chen-Han | CHIEF FINANCIAL OFFICER | 2024-10 | — not seen at a tracked firm |
| Haupt, Leanne, Marie | CHIEF LEGAL OFFICER | 2024-10 | — not seen at a tracked firm |
| DUKE, BEVERLY, LYNN | CHIEF COMPLIANCE OFFICER | 2024-10 | — not seen at a tracked firm |
| DEROSE, ANGELA, JUDE | CHIEF COMPLIANCE OFFICER | 2024-08 | — not seen at a tracked firm |
| Ryan, Owen, Mark | CHIEF EXECUTIVE OFFICER | 2022-05 | — not seen at a tracked firm |
| Hornstein, Edward, Seth | CHIEF COMPLIANCE OFFICER | 2021-03 | — not seen at a tracked firm |
| Nidowicz, Doreen | CHIEF OPERATING OFFICER | 2020-06 | — not seen at a tracked firm |
| HOROWITZ, HAYDEN, M | CHIEF EXECUTIVE OFFICER · CHIEF OPERATING OFFICER | 2019-11 | — not seen at a tracked firm |
| BRAUNSTEIN, MARTIN, ALAN | CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| CALABRESE, GIUSEPPE | CEO | 2015-07 | — not seen at a tracked firm |
| KASNETZ, PAUL, IRA | CHIEF COMPLIANCE OFFICER/CFO | 2014-03 | — not seen at a tracked firm |
| SOFRONAS, SUSAN, WARREN | MANAGING DIRECTOR, FAMILY OFFICE SERVICES · HEAD OF FAMILY OFFICE SERVICES | 2013-05 | Manchester Capital Management LLC |
| SCHIFFER, CHRISTOPHER, JOHN | CHIEF COMPLIANCE OFFICER | 2012-10 | — not seen at a tracked firm |
| COOPERMAN, MARTIN | MANAGING PARTNER - GELLER & COMPANY | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
