CIK 1353570
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| COLE, KEVIN, DWAYNE | CHIEF EXECUTIVE OFFICER & CHIEF INVESTMENT OFFICER | 2017-06 | <5% ·◆ |
| LLOYD, THOMAS, PAGE | GENERAL COUNSEL | 2018-12 | <5% ·◆ |
| PRADEL, PHILIPPE, BAPTISTE-HENRI | CHIEF COMPLIANCE OFFICER AND DEPUTY GENERAL COUNSEL | 2026-03 | <5% ·◆ |
| RADLE, JOHN, ROBERT | CHIEF OPERATING OFFICER | 2022-01 | <5% ·◆ |
| CAMPBELL & COMPANY, LPentity | MEMBER, CAMPBELL & COMPANY INVESTMENT ADVISER LLC | 2014-12 | 75%+ ·◆ |
| SYNAPSIS, LLCentity | LIMITED PARTNER | 2022-01 | 75%+ ·◆ |
| CAMPBELL & COMPANY, LLCentity | GENERAL PARTNER | 2015-01 | <5% ·◆ |
| KC HOLDING, INC.entity | LIMITED PARTNER | 2018-12 | 10–25% |
| THE KEITH CAMPBELL FAMILY TRUST 2005entity | TRUST | 2024-11 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ANDREWS, GEOFFREY, WILLIAM | CHIEF EXECUTIVE OFFICER · VICE PRESIDENT AND CHIEF OPERATING OFFICER | 2021-03 | — not seen at a tracked firm |
| MORRIS, GABRIEL, ALLEN | CHIEF OPERATING OFFICER | 2021-03 | — not seen at a tracked firm |
| HARRIS, MICHAEL, SETH | PRESIDENT | 2019-08 | — not seen at a tracked firm |
| KAISER, HEIDI, LYNN | CO-GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · DEPUTY GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2018-09 | — not seen at a tracked firm |
| DONOVAN, GREGORY, TODD | CHIEF FINANCIAL OFFICER AND TREASURER · CHIEF FINANCIAL OFFICER, TREASURER AND ASSISTANT SECRETARY | 2018-03 | — not seen at a tracked firm |
| MCBRIDE, ROBERT, WILLIAM | CHIEF TECHNOLOGY OFFICER · DIRECTOR OF SOFTWARE DEVELOPMENT AND RESEARCH OPERATIONS | 2018-03 | — not seen at a tracked firm |
| STERNER, DARVIN, NEIL | MANAGING DIRECTOR, PRIVATE WEALTH DISTRIBUTION · DIRECTOR OF PRIVATE WEALTH DISTRIBUTION | 2018-03 | — not seen at a tracked firm |
| KELLY, JOSEPH, DANIEL | GLOBAL HEAD OF CLIENT SOLUTIONS GROUP · MANAGING DIRECTOR, CLIENT SOLUTIONS GROUP | 2018-03 | — not seen at a tracked firm |
| TREMPER, ADAM, THEODORE | DIRECTOR OF MARKETING & INVESTOR RELATIONS | 2018-03 | — not seen at a tracked firm |
| NABET, BRIAN, OMID | DIRECTOR OF TECHNOLOGY & INFORMATION SECURITY SERVICES | 2018-03 | — not seen at a tracked firm |
| HAWTHORNE, JERI, RENEE | DIRECTOR OF HUMAN RESOURCES | 2018-03 | — not seen at a tracked firm |
| HU, XIAOHUA | CO-CHAIR OF INVESTMENT COMMITTEE · CHIEF RESEARCH OFFICER · DIRECTOR OF RESEARCH | 2017-07 | — not seen at a tracked firm |
| SHECKELLS, SARAH, ELIZABETH | DIRECTOR OF HUMAN RESOURCES | 2017-03 | — not seen at a tracked firm |
| JOHNSON, RICHARD, MARK | MANAGING DIRECTOR, GLOBAL HEAD OF INSTITUTIONAL SALES | 2016-03 | — not seen at a tracked firm |
| WILLS-ZAPATA, TRACY | VICE PRESIDENT | 2014-09 | — not seen at a tracked firm |
| SCHNEIDER, STEVEN, A. | CHIEF ADMINISTRATIVE OFFICER | 2012-12 | — not seen at a tracked firm |
| ROUSSIN, STEPHEN, CRAIG | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
