CIK 1353318
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HENNINGSEN, CARSTEN, MICHAEL | OWNER | 2021-01 | <5% ·◆ |
| CHARLTON, BRYCESON, ROBERT | DIRECTOR OF INVESTMENTS, INVESTMENT ADVISOR | 2024-02 | <5% |
| Plyley, Amanda, Summer Manning | CHIEF COMPLIANCE OFFICER, DIRECTOR OF OPERATIONS | 2026-03 | <5% |
| THE CARSTEN HENNINGSEN REVOCABLE TRUSTentity | OWNER | 2013-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BAIRD, ROBERT, MILLER | CHIEF COMPLIANCE OFFICER AND TRUSTEE · CHIEF COMPLIANCE OFFICER · DIRECTOR, SECRETARY, SHAREHOLDER, AND CHIEF COMPLIANCE OFFICER · DIRECTOR, SECRETARY AND SHAREHOLDER · DIRECTOR, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER · DIRECTOR, CHIEF COMPLIANCE OFFICER, SECRETARY, TREASURER, SHAREHOLDER · DIRECTOR, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, SECRETARY, TREASURER, SHAREHOLDER | 2020-08 | — not seen at a tracked firm |
| Baird, Carol, Miller | TRUSTEE | 2019-11 | — not seen at a tracked firm |
| Henningsen, Elizabeth, Ann | TRUSTEE | 2019-11 | — not seen at a tracked firm |
| GREENWOOD, DIANE, LISA | CHIEF COMPLIANCE OFFICER | 2016-09 | — not seen at a tracked firm |
| STREUR, JOHN, HENRY | SHAREHOLDER · PRESIDENT,DIRECTOR · PRESIDENT · DIRECTOR, NON-EXECUTIVE CHAIRMAN | 2015-05 | — not seen at a tracked firm |
| MADDEN, JAMES, TERRENCE | SHAREHOLDER · CHIEF INVESTMENT OFFICER, DIRECTOR · CHIEF INVESTMENT OFFICER | 2015-05 | — not seen at a tracked firm |
| TURSICH, ANTHONY, STEVEN | SHAREHOLDER · DIRECTOR | 2015-05 | — not seen at a tracked firm |
| LETHENSTROM, EMILY | SHAREHOLDER · DIRECTOR | 2015-05 | — not seen at a tracked firm |
| WILLIAMSON, BETH | SHAREHOLDER · DIRECTOR | 2015-05 | — not seen at a tracked firm |
| FROTHINGHAM, ERIC, DOUGLAS | SHAREHOLDER | 2014-12 | — not seen at a tracked firm |
| PATSKY, MATTHEW, WILLIAM | PRESIDENT | 2014-12 | TRILLIUM ASSET MANAGEMENT, LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
