CIK 1352342
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2023-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| POOLE, GREGORY, BRIAN | MANAGING MEMBER | 2002-02 | 75%+ ·◆ |
| CARPENTER, MATTHEW, ADAMS | PRESIDENT | 2018-11 | <5% ·◆ |
| CHOI, KELLY, SKURA | CHIEF FINANCIAL OFFICER | 2019-01 | <5% ·◆ |
| PANOS, GEORGE | PARTNER | 2021-01 | <5% ·◆ |
| POSNER, COURTNEY, BROOKE | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 2017-03 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ELIAS, DAVID, MAXWELL | CHIEF OPERATING OFFICER · CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER · CHIEF COMPLIANCE OFFICER | 2020-07 | — not seen at a tracked firm |
| BACON, KATE, ELIZABETH | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 2016-03 | 59 North Capital Management, LP |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
