CIK 1352187
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-22). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-22. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CLARK, HARRY, JOSEPH | FOUNDER AND CHAIRMAN EMERITUS | 1986-08 | 50–75% ·◆ |
| BITTONE, COLENE, ELIZABETH | EXECUTIVE VICE PRESIDENT OF CORPORATE CULTURE | 1998-03 | 10–25% ·◆ |
| CLARK, BRENDAN, MICHAEL | CHIEF EXECUTIVE OFFICER | 2005-03 | 10–25% ·◆ |
| CLARK, KIERAN, SEAN | EXECUTIVE VICE PRESIDENT, CHIEF INVESTMENT OFFICER | 2000-06 | 10–25% ·◆ |
| CULLEN, CHRISTOPHER, JOSEPH | EXECUTIVE VICE PRESIDENT, CHIEF DISTRIBUTION OFFICER | 2017-03 | <5% ·◆ |
| GORDON, MATT, EDMUND | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | 2022-12 | <5% ·◆ |
| MULLAN, CONOR, LEIGH | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, GENERAL COUNSEL | 2017-12 | <5% ·◆ |
| PAINTER, CHAD, GREGORY | EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER | 2022-06 | <5% ·◆ |
| RAYMOND JAMES INVESTMENT MANAGEMENTentity | OWNER | 2026-04 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| WILLIAMS, DENISE, CLARK | VICE CHAIR · EXECUTIVE VICE PRESIDENT · VICE CHAIRMAN, CHIEF OPERATING OFFICER, DIRECTOR · VICE CHAIRMAN, CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, DIRECTOR · CHIEF COMPLIANCE OFFICER, DIRECTOR · CHIEF COMPLIANCE OFFICER, COO,DIRECTOR | 2024-03 | — not seen at a tracked firm |
| SCHLARBAUM, GARY, GILBERT | DIRECTOR · SHAREHOLDER | 2024-03 | — not seen at a tracked firm |
| FEATHERMAN, JOHN, ALBERT | DIRECTOR | 2024-03 | — not seen at a tracked firm |
| MILES, RICHARD, DONALD | DIRECTOR | 2024-03 | — not seen at a tracked firm |
| ROTH, RALPH, LAWRENCE | DIRECTOR | 2024-03 | — not seen at a tracked firm |
| MCGARRITY, TIMOTHY, D | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2024-03 | — not seen at a tracked firm |
| PFEIFFER, CRAIG, DAVID | DIRECTOR | 2024-03 | — not seen at a tracked firm |
| PATTERSON, MARK, ELDRIDGE | EXECUTIVE VICE PRESIDENT, CHIEF TECHNOLOGY OFFICER | 2022-03 | — not seen at a tracked firm |
| WARREN, JAMES, ROBERT | CHIEF OPERATING OFFICER | 2022-03 | — not seen at a tracked firm |
| GRANT, STEVEN, TAYLOR | CHIEF FINANCIAL OFFICER · DIRECTOR AND CFO · DIRECTOR | 2018-09 | — not seen at a tracked firm |
| SHORE, LOVELL, GEORGE | DIRECTOR | 2018-03 | — not seen at a tracked firm |
| FIEBACH, JONATHAN, ALAN | DIRECTOR | 2016-03 | — not seen at a tracked firm |
| BINNION, PAUL, FLETCHER | DIRECTOR | 2014-06 | — not seen at a tracked firm |
| CHALPHIN, GERALD | DIRECTOR | 2012-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
