CIK 1351731
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-01-30). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-01-30. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| COX, JAMES, WALTER | CHIEF COMPLIANCE OFFICER | 2020-06 | <5% ·◆ |
| DURDEN, EDMUND, NELSON | CHIEF INVESTMENT STRATEGIST | 2006-12 | <5% ·◆ |
| GUPTA, NINA | SECRETARY | 2016-07 | <5% ·◆ |
| HUNT, GRAHAM K | MANAGING PARTNER | 2015-07 | <5% ·◆ |
| LEIBOWITZ, JASON, MICHAEL | MANAGING PARTNER | 2023-07 | <5% ·◆ |
| PEEBLES, MARION, WOOTEN | CO-CHIEF INVESTMENT OFFICER | 2025-08 | <5% ·◆ |
| POLICARPO, MICHAEL, DENNIS | CHIEF ADMINISTRATIVE OFFICER | 2013-08 | <5% ·◆ |
| PORTER, FREDERICK, O. | CO-CHIEF INVESTMENT OFFICER | 2019-09 | <5% ·◆ |
| VICTORY CAPITAL HOLDINGS, LLCentity | SHAREHOLDER | 2021-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GOLDMAN, MICHAEL, WILLIAM | MANAGING PARTNER · MANAGING MEMBER · MEMBER · PARTNER | 2023-07 | — not seen at a tracked firm |
| HARKINS, FRANK, STAUNTON | MEMBER · PARTNER | 2021-08 | — not seen at a tracked firm |
| HULL, SHANNON, ELAINE | CHIEF COMPLIANCE OFFICER | 2020-01 | — not seen at a tracked firm |
| DAGOSTINO, JOSEPH, NICHOLAS | MANAGING MEMBER, CHIEF OPERATING OFFICER · MEMBER, CHIEF OPERATING OFFICER | 2019-12 | — not seen at a tracked firm |
| FRIEDLAND, JENNIFER, M | CHIEF COMPLIANCE OFFICER | 2019-09 | — not seen at a tracked firm |
| PHARR, ROBERT, LANSING | CO-CHIEF INVESTMENT OFFICER · CHIEF INVESTMENT OFFICER · MANAGING MEMBER/CHIEF INVESTMENT OFFICER · MANAGING PARTNER/CHIEF INVESTMENT OFFICER · MANAGING PARTNER | 2019-02 | — not seen at a tracked firm |
| BLACK, JOHN, DAVID | CHIEF OPERATING OFFICER · MANAGING MEMBER/CHIEF OPERATING OFFICER · MANAGING PARTNER/CHIEF OPERATING OFFICER · MANAGING PARTNER/CHIEF COMPLIANCE OFFICER | 2015-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
