CIK 1349654
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-10). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-10. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| PHILLIPS, ALEXANDRA, FLYNN | GENERAL PARTNER, LIMITED PARTNER, PRESIDENT, AND CCO | 2014-10 | 10–25% ·◆ |
| DINES, LEE, WORSHAM | LIMITED PARTNER AND SVP EMERITUS | 2014-10 | 5–10% ·◆ |
| NIGHTINGALE, DANA, LYN | LIMITED PARTNER AND SENIOR VICE PRESIDENT | 2017-01 | 5–10% ·◆ |
| Brady, Brian, Sheehan | VICE PRESIDENT AND LIMITED PARTNER | 2026-01 | <5% ·◆ |
| Gais, BROOKE | VICE PRESIDENT AND LIMITED PARTNER | 2026-01 | <5% ·◆ |
| HENNEFELD, ROGER, DAVID | LIMITED PARTNER AND VICE PRESIDENT | 2008-02 | <5% ·◆ |
| HIRSH, BRET, ROSENSWEIG | LIMITED PARTNER AND VICE PRESIDENT | 2018-08 | <5% ·◆ |
| OBERMEYER, HELEN, S | GENERAL PARTNER | 2024-10 | <5% ·◆ |
| SAVIN, ADAM, MAXWELL | LIMITED PARTNER AND VICE PRESIDENT | 2024-01 | <5% ·◆ |
| WALTER R. OBERMEYER HOLDINGS, INC.entity | LIMTED PARTNER | 2014-10 | 50–75% ·◆ |
| BOOTH CREEK CAPITAL HOLDINGS LLCentity | LIMITED PARTNER | 2024-01 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| OBERMEYER, WALTER, RAYMOND | GENERAL PARTNER, CHAIRMAN AND CHIEF INVESTMENT OFFICER · GENERAL PARTNER, CO-FOUNDER AND PRESIDENT · CHIEF COMPLIANCE OFFICER, GENERAL PARTNER, CO-CHAIRMAN AND PRESIDENT · GENERAL PARTNER, CO-CHAIRMAN AND PRESIDENT · MEMBER, CO-CHAIRMAN AND PRESIDENT · PRESIDENT | 2024-12 | — not seen at a tracked firm |
| WOOD, GEORGE, TOD | LIMITED PARTNER AND VICE PRESIDENT · MEMBER AND VICE PRESIDENT | 2024-12 | — not seen at a tracked firm |
| Rugg, Charlton, Alexander | CHIEF COMPLIANCE OFFICER | 2024-12 | — not seen at a tracked firm |
| WOOD, GEORGE, FRANCIS | CO-FOUNDER EMERITUS · GENERAL PARTNER AND CO-CHAIRMAN · MEMBER AND CO-CHAIRMAN | 2023-11 | — not seen at a tracked firm |
| ELISBERG, MARY, ANNE | VICE PRESIDENT · LIMITED PARTNER AND VICE PRESIDENT · LIMITED PARTNER · MEMBER | 2022-03 | — not seen at a tracked firm |
| BABBS, MAIA, ANDREA | LIMITED PARTNER AND VICE PRESIDENT · VICE PRESIDENT | 2020-11 | — not seen at a tracked firm |
| CHIN, JOSEPH, SHI-PING | LIMITED PARTNER AND VICE PRESIDENT · MEMBER AND VICE PRESIDENT | 2018-03 | — not seen at a tracked firm |
| GOLTERMANN, JOHN, ROBERT | LIMITED PARTNER, SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER · MEMBER, SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER · SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 2016-03 | — not seen at a tracked firm |
| KANDEL, LAURENCE, JOHN | VICE PRESIDENT | 2015-12 | — not seen at a tracked firm |
| KING, WADE, HAMPTON | VICE PRESIDENT | 2015-12 | — not seen at a tracked firm |
| PATTERSON, WILLIAM | DIRECTOR | 2014-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
