CIK 1347683
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Aleardi, Keith | PRESIDENT & DIRECTOR | 2023-02 | <5% ·◆ |
| CONNELL, GEORGE, WASHINGTON | DIRECTOR AND INDIRECT OWNER | 2003-10 | <5% ·◆ |
| MCLAUGHLIN, JOSEPH, JAMES | CHAIRMAN & CHIEF EXECUTIVE OFFICER | 2006-08 | <5% ·◆ |
| WIETLISBACH, BINNEY, HOLDEN CONNELL | DIRECTOR | 2008-05 | <5% ·◆ |
| HOYLE, TIMOTHY, ANDREW | CHIEF INVESTMENT OFFICER | 2017-01 | <5% |
| NESS, MARIEELENA, V | CHIEF COMPLIANCE OFFICER | 2006-08 | <5% |
| ROVNER, PAUL, STUART | CHIEF FINANCIAL OFFICER, TREASURER, & DIRECTOR | 2008-05 |
| <5% |
| SMITH, HENRY, BELIN | HEAD OF INVESTMENT STRATEGIES | 2007-02 | <5% |
| SUPPLEE, JOHN, SHELDON | CHIEF OPERATING OFFICER, SECRETARY & DIRECTOR | 2016-07 | <5% |
| DREXEL MORGAN & CO.entity | PARENT COMPANY | 2015-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DONALDSON, JOHN, HANNUM | CHIEF INVESTMENT OFFICER - FIXED INCOME | 2013-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
