CIK 1336800
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GRANAT, DOUGLAS, TODD | DIRECTOR/PRESIDENT | 1992-06 | 50–75% ·◆ |
| OBERMAN, LAWRENCE, ALLEN | DIRECTOR/EXECUTIVE VICE PRESIDENT | 1993-06 | 25–50% ·◆ |
| SIMON, STEVEN, GASUL | DIRECTOR/VICE PRESIDENT | 2003-01 | 10–25% ·◆ |
| MONIESON, STEVEN, ROSS | VICE PRESIDENT | 2011-12 | <5% ·◆ |
| SIMON, BRADLEY, FREDRICK | CHIEF COMPLIANCE OFFICER | 2007-09 | <5% ·◆ |
| DOUGLAS GRANAT REVOCABLE TRUST U/T/A DATED JULY 20, 1999entity | SHAREHOLDER | 2003-11 | 50–75% ·◆ |
| LAWRENCE OBERMAN REVOCABLE TRUST U/T/A DATED AUGUST 8, 2000 |
| SHAREHOLDER |
| 2003-11 |
| 25–50% ·◆ |
| STEVE SIMON REVOCABLE TRUST U/A/D OCTOBER 15, 2007entity | SHAREHOLDER | 2008-01 | 10–25% ·◆ |
| BRADLEY F. SIMON REVOCABLE TRUSTentity | SHAREHOLDER | 2022-03 | <5% ·◆ |
| THE STEVEN GIFT TRUSTentity | SHAREHOLDER | 2017-01 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
