CIK 1332905
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BECHTER, DONALD, ALLEN | PRESIDENT | 2024-01 | <5% ·◆ |
| BURRIDGE, RICHARD, MCFARLAND | EXECUTIVE CHAIRMAN | 2024-01 | <5% ·◆ |
| ELIOPOULOS, DIMITRI, PETER | CHIEF EXECUTIVE OFFICER | 2024-01 | <5% ·◆ |
| GRAFF, CHRISTOPHER, MICHAEL | CHIEF OPERATING OFFICER | 2018-04 | <5% ·◆ |
| HARB, MAHER, ABRAHIM | CHIEF FINANCIAL OFFICER | 2010-01 | <5% ·◆ |
| McDermott, Joseph | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | 2022-10 | <5% ·◆ |
| CURI CAPITAL HOLDINGS, LLCentity | MEMBER | 2024-01 | 50–75% ·◆ |
| RMB CAPITAL HOLDINGS, LLCentity | MEMBER | 2024-01 | 25–50% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| FLENTYE, LAURA, ANNE | CHIEF ADMINISTRATIVE OFFICER · CHIEF COMPLIANCE OFFICER | 2024-10 | Chesley Taft & Associates LLC |
| PAULMAN, FREDERICK, NMN | PRESIDENT | 2024-01 | — not seen at a tracked firm |
| DAVIS, JOHN, GREIG | CHIEF COMPLIANCE OFFICER | 2022-06 | — not seen at a tracked firm |
| TAMBURINI, LISA, MARIE | CHIEF COMPLIANCE OFFICER | 2020-01 | — not seen at a tracked firm |
| CLARK, WALTER, HENRY | CHIEF OPERATING OFFICER | 2019-12 | Logan Stone Capital, LLC |
| PEARSALL, JEFFREY, CHARLES | DIRECTOR OF WEALTH MANAGEMENT | 2017-01 | — not seen at a tracked firm |
| RYDWELSKI, JENNIFER, ANDREAT | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF HUMAN RESOURCES · CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 2016-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
