CIK 1331074
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| MCDONALD, ARNOLD BEATTY | CEO/CFO/MUNI PRINCIPAL/OWNER | 2008-01 | 10–25% ·◆ |
| HEGARTY, WILLIAM MAURICE JR | CHIEF INVESTMENT OFFICER | 2010-09 | <5% ·◆ |
| PALMER, JAIMIE MICHELLE | CHIEF COMPLIANCE OFFICER | 2026-04 | <5% ·◆ |
| YAKO, THOMAS ANTHONY | DIRECTOR | 2006-04 | <5% ·◆ |
| MCDONALD, THOMAS MARION | OWNER | 2005-04 | 25–50% |
| MCDONALD, BRIAN ANDREW | OWNER | 2022-07 | 10–25% |
| NEMRY, RAFAT NAIN | OWNER | 2008-01 | 10–25% |
| MANSOUR, RITA |
| OWNER |
| 2011-10 |
| <5% |
| MCARDLE, JOHN EDWARD III | OWNER | 2011-09 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| NORTON, TIMOTHY PATRICK | OWNER · SENIOR MANAGING DIRECTOR | 2024-12 | — not seen at a tracked firm |
| HARTZLER, JONATHAN DANIEL | CHIEF COMPLIANCE OFFICER | 2024-12 | — not seen at a tracked firm |
| WISNIEWSKI, CAROLINE ELIZABETH | CCO/ROSFP | 2024-05 | — not seen at a tracked firm |
| LUCAS, JONATHAN S | COO/CCO · CHIEF OPERATING OFFICER · CHIEF COMPLIANCE OFFICER - BROKER/DEALER | 2024-03 | — not seen at a tracked firm |
| GEROVAC, ANGELINA | CHIEF COMPLIANCE OFFICER - BROKER-DEALER | 2022-09 | — not seen at a tracked firm |
| LAVELLE, CAROL BODENHAMER | CHIEF OPERATING OFFICER | 2021-03 | — not seen at a tracked firm |
| ROSENTHAL, LISA BADER | DIRECTOR OF FINANCIAL PLANNING SERVICES | 2020-06 | — not seen at a tracked firm |
| DIPIETRO, GENEVIEVE LYNN | DIRECTOR OF RETIREMENT SERVICES | 2020-06 | — not seen at a tracked firm |
| MCARDLE, DEVON FRANCES | OWNER | 2019-04 | — not seen at a tracked firm |
| HARRIS, AUDREY LYNN | CHIEF COMPLIANCE OFFICER | 2018-08 | — not seen at a tracked firm |
| GARRIDO, CHARLES HENRY JR | OWNER | 2018-08 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
