CIK 1330325
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-27). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-27. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BISHOP, NATHAN, ANDREW | PRINCIPAL AND PORTFOLIO MANAGER | 2016-01 | <5% ·◆ |
| CONDREN, JOSEPH, PATRICK | PRINCIPAL, CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 2005-02 | <5% ·◆ |
| WHELAN, KEVIN, PATRICK | PRINCIPAL AND PORTFOLIO MANAGER | 1999-01 | <5% ·◆ |
| BAILEY, NATHAN, MICHAEL | PRINCIPAL AND PORTFOLIO MANAGER | 2016-01 | <5% |
| OPUS CAPITAL MANAGEMENT, INC.entity | MEMBER | 2006-05 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HAUSSLER, JAKKI, LYNN | FOUNDER AND CEO · CHAIRMAN AND CEO | 2019-03 | — not seen at a tracked firm |
| HAUSSLER, LEONARD, ANTHONY | FOUNDER AND PORTFOLIO MANAGER · PRESIDENT | 2019-03 | — not seen at a tracked firm |
| EAGLESTON, ADAM, THOMAS | PRINCIPAL AND PORTFOLIO MANAGER | 2019-03 | — not seen at a tracked firm |
| Wagner, David, W | RESEARCH ANALYST | 2019-03 | — not seen at a tracked firm |
| Knapke, Michael, Robert | MARKETING AND CLIENT SERVICE ASSOCIATE | 2018-03 | GATEWAY INVESTMENT ADVISERS LLC |
| FERGUSON, JOHN, ALLEN | PRINCIPAL AND PORTFOLIO MANAGER | 2017-03 | — not seen at a tracked firm |
| Kuhnhein, Robert, Justin | RESEARCH ANALYST | 2016-08 | Legacy Financial Advisors, Inc. |
| Meyer, John, G | EQUITY TRADER | 2016-08 | — not seen at a tracked firm |
| DETTER, JONATHON, MICHAEL | VICE PRESIDENT | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
