CIK 1328062
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-17). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-17. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| VAN NOSTRAND, RICHARD, MARTIN | CHIEF INVESTMENT OFFICER/ELECTED MANAGER | 2011-09 | 25–50% ·◆ |
| BROWN, JOSEPH, RUSSELL | ELECTED MANAGER/COO | 2020-03 | 10–25% ·◆ |
| KIM, HYUNG TAK | ELECTED MANAGER/CCO/CTO | 2017-10 | 5–10% ·◆ |
| CIM HOLDINGS, LLCentity | HOLDING COMPANY/SOLE MEMBER | 2011-09 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CAMPBELL, JOHN, 'NMI' | CHIEF COMPLIANCE OFFICER · CHIEF EXECUTIVE OFFICER · CHIEF INVESTMENT OFFICER/ELECTED MANAGER · CHIEF INVESTMENT OFFICER | 2024-03 | — not seen at a tracked firm |
| REYNOLDS, CHRISTOPHER, ALEXANDER | ELECTED MANAGER | 2021-03 | — not seen at a tracked firm |
| JESSUP, WINTHROP, STACEY | INDEPENDENT DIRECTOR/ELECTED MANAGER | 2020-11 | — not seen at a tracked firm |
| HOLBROOK, WAYNE, GARNER | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/ELECTED MANAGER · CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 2017-02 | — not seen at a tracked firm |
| CLEMENT, CAMERON, ANDREW | ELECTED MANAGER | 2017-02 | — not seen at a tracked firm |
| BROWN, NEILSON, 'NMI' | ELECTED MANAGER | 2012-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
