CIK 1325447
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-22). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-22. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BRILLIANT, HEATHER, ELIZABETH | CHIEF OPERATING OFFICER | 2026-04 | <5% ·◆ |
| CONSTANTINO, MICHAEL | CHIEF FINANCIAL OFFICER | 2024-09 | <5% ·◆ |
| GELMAN, SETH, ADAM | CHIEF COMPLIANCE OFFICER | 2023-03 | <5% ·◆ |
| MAHMUD, MEHDI, ASIF | PRESIDENT, CHIEF EXECUTIVE OFFICER | 2016-03 | <5% ·◆ |
| O'CONNOR, DAVID, PAUL | GENERAL COUNSEL | 2017-01 | <5% ·◆ |
| FIRST EAGLE HOLDINGS, INC.entity | MANAGING MEMBER AND PARENT COMPANY | 1987-03 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MARGULIES, BRIAN, MICHAEL | CHIEF FINANCIAL OFFICER | 2024-03 | — not seen at a tracked firm |
| DOW, MELANIE | CHIEF ADMINISTRATIVE OFFICER | 2024-03 | — not seen at a tracked firm |
| PISANO, ALBERT | CHIEF COMPLIANCE OFFICER | 2022-11 | — not seen at a tracked firm |
| BRUNO, ROBERT | SENIOR VICE PRESIDENT | 2019-08 | — not seen at a tracked firm |
| PERKINS, KATHERINE, LYNN | CHIEF FINANCIAL OFFICER | 2019-08 | — not seen at a tracked firm |
| ARNHOLD, JOHN, PETER | DIRECTOR · CHIEF INVESTMENT OFFICER AND DIRECTOR · CHAIRMAN, CHIEF INVESTMENT OFFICER & DIRECTOR | 2017-04 | Arnhold LLC |
| KELLEN, MICHAEL, MAX | DIRECTOR · VICE CHAIRMAN & DIRECTOR | 2017-04 | — not seen at a tracked firm |
| MACASKILL, BRIDGET, ANN | DIRECTOR · PRESIDENT, CHIEF EXECUTIVE OFFICER, DIRECTOR | 2017-04 | — not seen at a tracked firm |
| GOLDSTEIN, MARK, DAVID | GENERAL COUNSEL, SENIOR VICE PRESIDENT · CHIEF COMPLIANCE OFFICER, SVP, GC | 2016-04 | Arnhold LLC |
| ARNHOLD, HENRY, HELMUT | DIRECTOR | 2014-03 | — not seen at a tracked firm |
| JOFFE, ADAM, BRETT | CHIEF FINANCIAL OFFICER | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
