CIK 1319111
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2024-Q4). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| AYLWARD, GEORGE, ROBERT | PRESIDENT AND CHIEF EXECUTIVE OFFICER · CHIEF EXECUTIVE OFFICER | 2024-09 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC, Ceredex Value Advisors LLC, Silvant Capital Management LLC, NFJ INVESTMENT GROUP, LLC, Westchester Capital Management, LLC |
| ANGERTHAL, MICHAEL, AARON | EXECUTIVE VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2024-09 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC, Ceredex Value Advisors LLC, Silvant Capital Management LLC, Virtus Fixed Income Advisers, LLC, NFJ INVESTMENT GROUP, LLC, |
| PERSAUD, CHETRAM | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2024-09 | — not seen at a tracked firm |
| BATCHELAR, PETER, JACKSON | SENIOR VICE PRESIDENT, PRODUCT MANAGEMENT | 2024-09 | — not seen at a tracked firm |
| FUSCO, DAVID, ELLIOT | CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| HILLS, WENDY, JACQUELINE | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 2023-04 | — not seen at a tracked firm |
| WALTMAN, FRANCIS, GEORGE | EXECUTIVE VICE PRESIDENT, PRODUCT MANAGEMENT · EXECUTIVE VICE PRESIDENT, PRODUCT DEVELOPMENT | 2021-01 | — not seen at a tracked firm |
| ROSSON, JOSIE, CLEMONS | CHIEF COMPLIANCE OFFICER | 2019-10 | — not seen at a tracked firm |
| FLYNN, MARK, STEPHEN | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 2019-03 | — not seen at a tracked firm |
| PARIKH, ASHI, SARVABHAUM | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER · CHAIRMAN, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | 2017-03 | Venturi Wealth Management, LLC |
| STEBBINS, JOHN, HOWARD | CHIEF FINANCIAL OFFICER | 2017-03 | — not seen at a tracked firm |
| STUEVE, JAMES, EDWARD | PRESIDENT | 2017-03 | — not seen at a tracked firm |
| TURNER, WILLIAM, AITKEN | CHIEF ADMINISTRATIVE OFFICER | 2017-03 | — not seen at a tracked firm |
| LOVE, JAMES, LAWRENCE | CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| WAY, GEORGE, MICHAEL | CHIEF OPERATING OFFICER | 2015-07 | — not seen at a tracked firm |
| ZAKEM, ROBERT, MICHAEL | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | 2015-06 | — not seen at a tracked firm |
| CHANCY, MARK, ALAN | DIRECTOR | 2014-05 | — not seen at a tracked firm |
| KEEGAN, JAMES, FRANCIS | DIRECTOR | 2014-05 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
