CIK 1317784
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| KMETT, JON, MICHAEL | PRESIDENT, DIRECTOR & CFO | 2007-09 | 25–50% ·◆ |
| MOYLAN, JAMES, THOMAS | VICE PRESIDENT/CO- CHIEF INVESTMENT OFFICER | 2020-12 | 25–50% ·◆ |
| BOHLEN, CHARLES, EUSTIS | VICE PRESIDENT, CO- CHIEF INVESTMENT OFFICER | 2007-09 | <5% ·◆ |
| GIAUQUE, GREGORY, CANNON | DIRECTOR | 2024-09 | <5% ·◆ |
| MCCASLAND, TERI, MAY | VP, & DIRECTOR | 2007-09 | <5% ·◆ |
| THOMSEN, DAVID, JOHN | VP, DIRECTOR, BUSINESS DEVELOPMENT | 2007-09 | 25–50% |
| ARNOLD, DONNA, SALINAS | CHIEF COMPLIANCE OFFICER |
| 2024-09 |
| <5% |
| KMETT FAMILY TRUST DATED 12/14/2018entity | DIRECT OWNER | 2018-12 | 25–50% ·◆ |
| THE ALANA MOYLAN AND JAMES MOYLAN LIVING TRUST DATED 2/23/2012entity | DIRECT OWNER | 2012-02 | 25–50% |
| THE THOMSEN FAMILY TRUST DATED 9/27/2007entity | DIRECT OWNER | 2007-09 | 25–50% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| TERNAN, EDWARD, JAMES | DIRECTOR | 2016-01 | — not seen at a tracked firm |
| FISHER, EARL, WEBSTER | CHAIRMAN | 2014-11 | — not seen at a tracked firm |
| EDWARDS, FRED, MAX | VICE CHAIRMAN | 2014-11 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
