CIK 1317348
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-26). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-26. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DISHMAN, CLINT, SCOTT | SENIOR VICE PRESIDENT AND MANAGER, STRATEGIC INVESTMENT ADVISORS | 2019-06 | <5% ·◆ |
| Flippo, Ryan, Michael | CHIEF COMPLIANCE OFFICER | 2025-06 | <5% ·◆ |
| GRAUER, SCOTT, BRADLEY | CHAIRMAN | 2012-08 | <5% ·◆ |
| HOLT, ERIC, SCOTT | PRESIDENT AND MANAGING DIRECTOR | 2022-02 | <5% ·◆ |
| JIE, FENNY | MANAGING DIRECTOR, INVESTMENTS | 2025-06 | <5% ·◆ |
| PETRY, BRYAN, NICHOLAS | TREASURER AND TAX OFFICER | 2024-06 | <5% ·◆ |
| PORTER, CARRIE, CLASEN | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | 2024-06 | <5% ·◆ |
| WHEELER, GREGORY, AYRES | CHIEF EXECUTIVE OFFICER | 2015-08 | <5% ·◆ |
| BOK FINANCIAL CORPORATIONentity | DIRECT BENEFICIAL OWNER | 2012-08 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MAHANEY, MINDY, MARGARET | CHIEF OPERATING OFFICER, SECRETARY · DIRECTOR | 2024-05 | — not seen at a tracked firm |
| SEGO, DAVID, CHARLES | MANAGING DIRECTOR | 2024-05 | — not seen at a tracked firm |
| MARRONE, MARK, STEPHEN | CHIEF COMPLIANCE OFFICER | 2024-05 | First Citizens Asset Management, Inc. |
| WYETT, STEPHEN, MICHAEL | MANAGING DIRECTOR, INVESTMENTS | 2024-05 | — not seen at a tracked firm |
| NELL, STEVEN, E. | CHIEF FINANCIAL OFFICER | 2024-05 | — not seen at a tracked firm |
| BRIDGES, KIMBERLY, A | DIRECTOR OF FINANCIAL PLANNING | 2024-05 | — not seen at a tracked firm |
| CLEVELAND, SHELLY, ANN | TAX OFFICER, TREASURER | 2024-05 | — not seen at a tracked firm |
| FREIMUTH, CHRISTOPHER, CLINE | MANAGING DIRECTOR | 2020-03 | — not seen at a tracked firm |
| KOEPLIN, ERIC, THOMAS | PRESIDENT AND CHIEF INVESTMENT OFFICER · MANAGING DIRECTOR | 2018-04 | — not seen at a tracked firm |
| RILEY, MARK, JAMES | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER · CHIEF COMPLIANCE OFFICER AND OPERATIONS MANAGER · CHIEF COMPLIANCE OFFICER | 2017-09 | Transform Wealth, LLC |
| BRADSHAW, STEVEN, GLEN | DIRECTOR | 2015-08 | — not seen at a tracked firm |
| ADAMS, ROBERT, TULLY | MANAGING DIRECTOR | 2015-05 | — not seen at a tracked firm |
| WATSON, RICHARD, EDWARD | DIRECTOR OF CLIENT RELATIONS | 2012-07 | — not seen at a tracked firm |
| BEASLEY, ANDY, LEROY | SENIOR FINANCIAL ADVISOR | 2012-07 | — not seen at a tracked firm |
| HARRIS, THEODORE, ANDREW | SENIOR DIRECTOR | 2012-07 | SACHEM HILL LLC |
| MORRIS, DOUG, SCOTT | SENIOR FINANCIAL ADVISOR | 2012-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
