CIK 1315868
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-01-28). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-01-28. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CORDEIRO, JULIE | OFFICER AND SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER | 2019-01 | <5% ·◆ |
| IU, ANDREW | OFFICER AND CHIEF INVESTMENT OFFICER | 2025-12 | <5% ·◆ |
| SANKEY, ROBERT, GARETH | DIRECTOR AND OFFICER, CHIEF EXECUTIVE OFFICER | 2019-01 | <5% ·◆ |
| BAMBER, BILL | DIRECTOR | 2025-11 | <5% |
| BARNES, KEVIN | DIRECTOR | 2025-11 | <5% |
| CUSTODIO, AMANDA | DIRECTOR | 2025-11 | <5% |
| Keil, Mark, Helmut | OFFICER AND VICE PRESIDENT, CHIEF FINANCIAL OFFICER | 2021-07 | <5% |
| MINTZ, KAREN | OFFICER AND VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL | 2022-06 | <5% |
| THOMAS, ROHIT | DIRECTOR | 2025-11 | <5% |
| 1001271606 ONTARIO INC.entity | OWNER | 2025-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| ROONEY, RICHARD, ELGIN | VICE CHAIR AND DIRECTOR · PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR · SHAREHOLDER, PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR · SHAREHOLDER, PRESIDENT AND CHIEF INVESTMENT OFFICER AND DIRECTOR | 2024-09 | — not seen at a tracked firm |
| ARRELL, ANTHONY, HUGH | CHAIRMAN, CEO, DIRECTOR AND SHAREHOLDER · CHAIRMAN, DIRECTOR AND SHAREHOLDER · CHAIRMAN AND CHIEF EXECUTIVE OFFICER, DIRECTOR AND SHAREHOLDER | 2024-09 | — not seen at a tracked firm |
| VANDERWOOD, DAVID | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER · SENIOR VICE PRESIDENT AND DIRECTOR · SR VICE PRESIDENT, SHAREHOLDER AND DIRECTOR | 2024-09 | — not seen at a tracked firm |
| PHO, CRAIG, DWAINE | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | 2024-09 | — not seen at a tracked firm |
| BROEKAERT, KENNETH | SENIOR VICE PRESIDENT, DIRECTOR, DIRECTOR OF RESEARCH AND SHAREHOLDER · SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | 2024-09 | — not seen at a tracked firm |
| DE PLACE FILIPPINI, ANNE-METTE | SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR AND SHAREHOLDER · SENIOR VICE PRESIDENT, DEPUTY CHIEF INVESTMENT OFFICER, DIRECTOR AND SHAREHOLDER · SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER · SENIOR VICE-PRESIDENT, SHAREHOLDER AND DIRECTOR · SENIOR VICE-PRESIDENT | 2024-09 | — not seen at a tracked firm |
| DUNSDON, JENNIFER | SENIOR VICE-PRESIDENT, CHIEF INFORMATION OFFICER, DIRECTOR AND SHAREHOLDER · SENIOR VICE-PRESIDENT, DIRECTOR AND SHAREHOLDER · VICE-PRESIDENT, CHIEF OPERATING OFFICER AND SHAREHOLDER · VICE-PRESIDENT & COO | 2024-09 | — not seen at a tracked firm |
| BOUTIN, STEVE | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | 2024-09 | — not seen at a tracked firm |
| Coatsworth, Kyle | VICE PRESIDENT, HEAD OF INSTITUTIONAL AND DIRECTOR | 2024-09 | — not seen at a tracked firm |
| MACDONALD, ALLAN, DAMON | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER · SHAREHOLDER, SENIOR VICE PRESIDENT AND DIRECTOR · SHAREHOLDER AND SENIOR VICE PRESIDENT AND DIRECTOR | 2021-12 | — not seen at a tracked firm |
| LIN, HUI CHUN, CATHY | CHIEF COMPLIANCE OFFICER AND SHAREHOLDER · CHIEF COMPLIANCE OFFICER | 2021-09 | — not seen at a tracked firm |
| SULEMAN, FAYAZ, DIAMOND | VICE PRESIDENT, CHIEF FINANCIAL OFFICER & HEAD OF OPERATIONS, AND SHAREHOLDER · VICE PRESIDENT, CHIEF FINANCIAL OFFICER, AND SHAREHOLDER · VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2020-09 | — not seen at a tracked firm |
| TAYLOR, KATHLEEN, MARGARET | CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER AND SHAREHOLDER | 2017-04 | Bristol Gate Capital Partners Inc. |
| JESUDIAN, KENNETH, JAMES | CEO, DIRECTOR AND SHAREHOLDER · SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | 2016-09 | — not seen at a tracked firm |
| DEBARTOLO, FRANCA | VICE PRESIDENT, TREASURER AND SHAREHOLDER | 2016-06 | — not seen at a tracked firm |
| MITCHELL, STEPHEN, GEORGE | SHAREHOLDER, SENIOR VICE PRESIDENT AND DIRECTOR | 2016-03 | — not seen at a tracked firm |
| GORT, JOHN, ANDREW | VICE PRESIDENT, CHIEF FINANCIAL OFFICER AND SHAREHOLDER | 2015-04 | — not seen at a tracked firm |
| BHATTACHARYA, MARK | CHIEF COMPLIANCE OFFICER | 2014-09 | — not seen at a tracked firm |
| BARBARA, LLOYD, GEORGE | SHAREHOLDER AND VICE CHAIRMAN AND DIRECTOR | 2013-04 | — not seen at a tracked firm |
| BADEAU, BRADLEY, JOSEPH | SHAREHOLDER AND DIRECTOR · SENIOR VP, SHAREHOLDER AND DIRECTOR · SENIOR VP, CFO, SHAREHOLDER AND DIRECTOR | 2013-04 | — not seen at a tracked firm |
| BARBARA, ROBERT, MICHAEL | SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER | 2013-01 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
