CIK 1315421
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-26). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-26. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| FOEHRENBACH, JENS, NMN | PRESIDENT AND CHIEF INVESTMENT OFFICER | 2025-02 | <5% ·◆ |
| Jones, Christopher, Martyn | CHIEF EXECUTIVE | 2016-07 | <5% ·◆ |
| SPERRY, TIMOTHY, DAVID | CHIEF COMPLIANCE OFFICER | 2004-08 | <5% ·◆ |
| Schrade, George, Michael | CHIEF FINANCIAL OFFICER | 2019-03 | <5% ·◆ |
| Slutsky, Jason | CHIEF OPERATING OFFICER AND GENERAL COUNSEL | 2026-06 | <5% ·◆ |
| TROPIN, KENNETH, G | CHAIRMAN | 2003-07 | <5% ·◆ |
| KGT INVESTMENT PARTNERS, L.P.entity | LIMITED PARTNER | 1994-06 | 75%+ ·◆ |
| GRAHAM CAPITAL HOLDINGS LTD.entity | CORPORATE MEMBER | 2011-03 | 50–75% ·◆ |
| KGT GP LLCentity | GENERAL PARTNER | 2025-01 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CALDERINI, PABLO, ENRIQUE | PRESIDENT AND CHIEF INVESTMENT OFFICER · CHIEF INVESTMENT OFFICER | 2024-11 | — not seen at a tracked firm |
| DOUGLAS, BRIAN, KEVIN | CHIEF EXECUTIVE OFFICER · CHIEF OPERATING OFFICER · CHIEF FINANCIAL OFFICER | 2024-11 | — not seen at a tracked firm |
| MEDEIROS, JAMES, ANTHONY | CHIEF EXECUTIVE OFFICER | 2021-11 | — not seen at a tracked firm |
| MURRAY, ROBERT, EMMETT | VICE CHAIRMAN · CHIEF EXECUTIVE OFFICER · CHIEF OPERATING OFFICER | 2020-03 | — not seen at a tracked firm |
| FINKLE, ISAAC, NMN | CHIEF LEGAL OFFICER | 2020-03 | — not seen at a tracked firm |
| SEDLACK, PAUL, GEORGE | CHIEF OPERATING OFFICER, VICE CHAIRMAN AND GENERAL COUNSEL · CHIEF OPERATING OFFICER AND VICE CHAIRMAN · CHIEF EXECUTIVE OFFICER | 2018-03 | — not seen at a tracked firm |
| BAISLEY, JEFF, JAMES | CHIEF FINANCIAL OFFICER | 2013-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
