CIK 1313294
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-02-27). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-02-27. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Burgess, Jarrod | BOARD MEMBER | 2026-02 | <5% ·◆ |
| CHRISTOPHERSON, GEORGE, WALTER | CHAIRMAN | 2023-05 | <5% ·◆ |
| HAMMAN, PHILLIP, PAUL | PRESIDENT & CEO | 2022-06 | <5% ·◆ |
| Holding, Melissa | BOARD MEMBER | 2026-02 | <5% ·◆ |
| ITURRALDE, LYDA | CHIEF COMPLIANCE OFFICER/CHIEF ADMINISTRATIVE OFFICER | 2022-08 | <5% ·◆ |
| PATTERSON, RYAN, LENN | CHIEF INVESTMENT OFFICER | 2014-02 | <5% ·◆ |
| Richardson, Stephen, Monroe | BOARD MEMBER | 2026-02 | <5% ·◆ |
| THORNTON, DANIEL, LEE | CHIEF OPERATIONS OFFICER | 2023-09 | <5% ·◆ |
| THE HUNTINGTON NATIONAL BANKentity | OWNER | 2026-02 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BAGLEY, CHRISTOPHER, ALLEN | DIRECTOR | 2024-02 | — not seen at a tracked firm |
| CORLEY, CHARLOTTE, NICHOLSON | DIRECTOR | 2024-02 | — not seen at a tracked firm |
| HOLMES, RUDOLPH, HENRY | DIRECTOR | 2023-09 | — not seen at a tracked firm |
| RICH, LAUREN, JANINE | DIRECTOR | 2023-09 | — not seen at a tracked firm |
| MEYER, MIKE | DIRECTOR | 2023-09 | — not seen at a tracked firm |
| WILLIAMS, JOSEPH, HAROLD | CHAIRMAN · CCO · CHAIRMAN & CHIEF EXECUTIVE OFFICER · PRESIDENT & CEO · PRESIDENT, CEO & COO | 2023-03 | — not seen at a tracked firm |
| MURPHY, PAUL, B | DIRECTOR · CHAIRMAN | 2022-06 | — not seen at a tracked firm |
| FRANKLIN, MARY, KATHERINE | DIRECTOR | 2022-06 | — not seen at a tracked firm |
| SCHMALHAUSEN, KELLY, OWEN | CHIEF COMPLIANCE OFFICER & DIRECTOR | 2022-06 | — not seen at a tracked firm |
| OKWUONU, LYNNETTE, DIANE | CCO, EVP & CFO/CONTROLLER · EXECUTIVE VICE PRESIDENT & CFO/CONTROLLER | 2021-01 | — not seen at a tracked firm |
| AULBACH, JAMES, CHARLES | CHIEF COMPLIANCE OFFICER | 2019-11 | — not seen at a tracked firm |
| SKOLASKI, WENDEL, EMERSON | DIRECTOR | 2018-09 | — not seen at a tracked firm |
| WESSON, MARK, ALAN | DIRECTOR | 2015-06 | EverSource Wealth Advisors, LLC |
| SARFF, JEFFREY, LEE | SENIOR VICE PRESIDENT & CFO | 2015-03 | — not seen at a tracked firm |
| WIN, KYI KYI | EXECUTIVE VICE PRESIDENT & COO | 2014-03 | Freedom Day Solutions, LLC |
| DAVIS, HEIDI, LEUPPI | SENIOR VICE PRESIDENT | 2013-07 | — not seen at a tracked firm |
| ATKINSON, JAMES, ALLEN | SENIOR VICE PRESIDENT | 2013-07 | Avidian Wealth Enterprises, LLC |
| MCADAMS, JONATHON, DURST | SENIOR VICE PRESIDENT | 2013-07 | — not seen at a tracked firm |
| DAGOSTINO, JAMES, SAMUEL JR | CHAIRMAN | 2012-03 | — not seen at a tracked firm |
| CARROLL, RHONDA, L. | SR VP & SECRETARY | 2012-03 | — not seen at a tracked firm |
| OAKES, PATRICK, TIMOTHY | EXECUTIVE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
