CIK 1307878
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| LAFFER, ARTHUR, BETZ | PORTFOLIO MANAGER AND PRESIDENT | 2020-12 | <5% ·◆ |
| TENGLER, NANCY, CAVEN | CHIEF INVESTMENT OFFICER AND CHIEF EXECUTIVE OFFICER | 2019-11 | <5% ·◆ |
| Asher, Sheila | CHIEF OPERATING OFFICER | 2022-01 | <5% |
| LYNCH, DEBRA, BELLANTONI | CHIEF COMPLIANCE OFFICER | 2022-12 | <5% |
| BUTCHERJOSEPH FINANCIAL HOLDINGS, LLCentity | OWNER | 2019-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SOS, JESSICA, MORGAN | CHIEF COMPLIANCE OFFICER | 2022-09 | — not seen at a tracked firm |
| BARGE, MARVIN, HARRIS | CHIEF COMPLIANCE OFFICER | 2022-03 | — not seen at a tracked firm |
| CURLEY, JONATHAN, E | CHIEF EXECUTIVE OFFICER · CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 2021-09 | World Investment Advisors |
| MACH, KATHERINE | CHIEF COMPLIANCE OFFICER · ASSISTANT COMPLIANCE OFFICER | 2021-09 | World Investment Advisors |
| LAFFER, JUSTIN, CHARLES | SHAREHOLDER | 2019-03 | — not seen at a tracked firm |
| LAFFER, RACHEL, VIRGINIA | SHAREHOLDER | 2019-03 | — not seen at a tracked firm |
| ALTREE, TRICIA, MARGARET | SHAREHOLDER | 2019-03 | — not seen at a tracked firm |
| REMBERT, MOLLY, BETZ | SHAREHOLDER | 2019-03 | — not seen at a tracked firm |
| LAFFER, ALLISON, BLAIR | SHAREHOLDER | 2019-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
