CIK 1305841
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-29). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-29. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| BARNETT, DAVID, ANDREW | CHIEF COMPLIANCE OFFICER | 2010-12 | <5% ·◆ |
| BOOTH, WILLIAM, JAMES | CHIEF INVESTMENT OFFICER & REGIONAL HEAD | 2025-01 | <5% ·◆ |
| SHARKEY, MARYANNE | CHIEF FINANCIAL OFFICER | 2025-01 | <5% ·◆ |
| SYKES, DAVID, CHARLES ALBERT | CHIEF EXECUTIVE OFFICER | 2026-05 | <5% ·◆ |
| TD BANK US HOLDING COMPANYentity | SHAREHOLDER | 2013-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| WELHOELTER, MICHAEL | PRESIDENT, CO-CHIEF INVESTMENT OFFICER, CHIEF RISK OFFICER · CHIEF ADMINISTRATIVE OFFICER, CO-CHIEF INVESTMENT OFFICER, CHIEF RISK OFFICER | 2024-11 | — not seen at a tracked firm |
| COOPER, BRUCE | CHIEF EXECUTIVE OFFICER | 2024-11 | — not seen at a tracked firm |
| PRIEST, WILLIAM, WALLACE | EXECUTIVE CHAIRMAN/CO-CHIEF INVESTMENT OFFICER · CHIEF EXECUTIVE OFFICER/CO-CHIEF INVESTMENT OFFICER | 2023-06 | — not seen at a tracked firm |
| BORAK, ADAM | CHIEF FINANCIAL OFFICER | 2023-01 | — not seen at a tracked firm |
| HENSLER, PHILIPP, ALBERT | CHIEF EXECUTIVE OFFICER · PRESIDENT/CHIEF OPERATING OFFICER | 2022-04 | — not seen at a tracked firm |
| PALEY, NANCY, JACOBSON | CHIEF ADMINISTRATIVE OFFICER | 2022-01 | — not seen at a tracked firm |
| PEARL, DAVID, NORMAN | EXECUTIVE VICE PRESIDENT/CO-CHIEF INVESTMENT OFFICER | 2021-01 | — not seen at a tracked firm |
| TAUSSIG, TIMOTHY, TORREY | PRESIDENT/CHIEF OPERATING OFFICER | 2018-02 | — not seen at a tracked firm |
| CLARK, JOHN, PHILIP | SENIOR ADVISOR | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
