CIK 1304229
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| HOHLSTEIN, CHRISTOPHER, DEWITT | SENIOR MANAGING DIRECTOR | 2021-01 | 25–50% ·◆ |
| CHIN, HOWARD | MANAGING DIRECTOR | 2021-01 | 10–25% ·◆ |
| FALKOWSKI, MATTHEW, RICHARD | MANAGING DIRECTOR | 2021-01 | 10–25% ·◆ |
| Goberman, Nicole | CHIEF OPERATING OFFICER/ CHIEF COMPLIANCE OFFICER/ MANAGING DIRECTOR | 2021-01 | 10–25% ·◆ |
| Morffi, Adrian, Bjorn | MANAGING DIRECTOR/ CHIEF FINANCIAL OFFICER | 2021-01 | 10–25% ·◆ |
| KEITH, GARNETT, LEE | CHAIRMAN EMERITUS | 2021-01 | <5% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| BOYD, SUSAN, ELIZABETH | MANAGING DIRECTOR; CHIEF COMPLIANCE OFFICER · MEMBER (CLASS B) CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2020-06 | — not seen at a tracked firm |
| DESCALZI, DAVID, CHARLES | MANAGING DIRECTOR · MEMBER (CLASS B)/PRESIDENT · PRESIDENT | 2020-06 | — not seen at a tracked firm |
| CONTI, JOHN, CARMINE | MANAGING DIRECTOR · MEMBER (CLASS B)/VICE-CHAIRMAN · VICE CHAIRMAN | 2020-06 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
