CIK 1303159
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-19). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-19. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ABBIATI, ANTONY, JAMES | CHIEF EXECUTIVE OFFICER | 2019-10 | <5% ·◆ |
| ASSELIN, NICHOLAS, J. | CHIEF COMPLIANCE OFFICER | 2026-01 | <5% ·◆ |
| CAMPBELL, COLIN, THOMAS | CHIEF FINANCIAL OFFICER | 2025-02 | <5% ·◆ |
| MACDONALD, BRADLEY, LANE | CHIEF INVESTMENT OFFICER | 2024-07 | <5% ·◆ |
| PENTA, ADRIENNE | NATIONAL HEAD OF WEALTH MANAGEMENT | 2025-01 | <5% ·◆ |
| SCHNEBERGER, MELISSA, MARIE | CHIEF TALENT OFFICER | 2025-01 | <5% ·◆ |
| SKEEAN, WILLIAM, C | PRESIDENT | 2025-02 | <5% ·◆ |
| VEDOVATTO, MARCELO, ALVES | CHIEF OPERATING OFFICER | 2022-01 | <5% ·◆ |
| FOCUS OPERATING, LLCentity | MEMBER (MANAGER) | 2017-07 | 75%+ ·◆ |
| FOCUS SCS HOLDINGS, INC.entity | MEMBER | 2017-07 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MATTOON, PETER, HENLEY | EXECUTIVE CHARIMAN · CHIEF EXECUTIVE OFFICER | 2024-07 | — not seen at a tracked firm |
| EDERLE, DOUGLAS, RICHARD | MANAGING DIRECTOR | 2024-07 | — not seen at a tracked firm |
| LACAILLADE, PETER, CARLYLE | MANAGING DIRECTOR | 2024-07 | — not seen at a tracked firm |
| WALSH, JONATHAN, RICHARD | CHIEF COMPLIANCE OFFICER | 2024-07 | FFT WEALTH MANAGEMENT LLC, LGL PARTNERS, LLC |
| WALSER, WILLIAM, CAROL | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| ORISTAGLIO, STEPHEN, MARK | VICE CHAIRMAN · PRESIDENT · MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| DOBECKI, DEREK, MICHAEL | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| WILFORK, RORY, LEANDREW | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| CARLSON, STEPHEN, BARRETT | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| FOX, JOHN, ADAMS | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| BURLEY, ALICE, DUNCAN | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| HOLBERT, SAMUEL, JAMES | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| CROSBY, HEATHER, DEERING | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| SWEENY, MICHAEL, BUCKNER | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| PERRY, STEPHEN, CHRISTOPHER | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| DIORIO, JOHN, ALAN | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| HOMER, LILLIAN, CULLEN | MANAGING DIRECTOR | 2023-09 | — not seen at a tracked firm |
| PEEDIN, PAMELA, LYNN | CHIEF INVESTMENT OFFICER | 2022-08 | — not seen at a tracked firm |
| MIECZKOWSKI, DAVID, JOHNATHAN | MANAGING DIRECTOR | 2022-03 | — not seen at a tracked firm |
| BRANDT, BRIAN, THOMAS | MANAGING DIRECTOR | 2021-10 | — not seen at a tracked firm |
| MCCUINE, JOSEPH, EDWARD | CHIEF FINANCIAL OFFICER · CHIEF OPERATING OFFICER | 2020-11 | Modera Wealth Management, LLC |
| GOFF, STEPHEN, JOSEPH | MANAGING DIRECTOR · CHIEF COMPLIANCE OFFICER | 2019-05 | — not seen at a tracked firm |
| MINKLEI, KENNETH, ALFRED | MANAGING DIRECTOR | 2019-01 | — not seen at a tracked firm |
| PERSKIE, PAMELA, NESSA | MANAGING DIRECTOR | 2019-01 | — not seen at a tracked firm |
| MACLEOD, COLLEEN, JANE | MANAGING DIRECTOR | 2017-08 | — not seen at a tracked firm |
| KENNEY, STEPHEN, VINCENT | MANAGING DIRECTOR | 2016-12 | — not seen at a tracked firm |
| RAGUS, JEREMY, LOUIS | MANAGING DIRECTOR | 2015-12 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
