CIK 1300979
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2025-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| MILLS, MARGUERITE | CHIEF COMPLIANCE OFFICER · DIRECTOR / CHIEF LEGAL OFFICER | 2024-03 | — not seen at a tracked firm |
| CARVILL, MEL, GERARD | OPERATING BOARD MEMBER | 2024-03 | — not seen at a tracked firm |
| HAMES, PETER, JOHN | OPERATING BOARD MEMBER | 2024-03 | — not seen at a tracked firm |
| ELLYATT, CHRISTOPHER, ROY | MANAGING DIRECTOR / PARTNER / PRINCIPAL · MANAGING DIRECTOR / PARTNER / PRINCIPAL / CHIEF COMPLIANCE OFFICER · MANAGING DIRECTOR | 2023-12 | — not seen at a tracked firm |
| PRINCIPAL / PARTNER |
| 2023-12 |
| — not seen at a tracked firm |
| MATHER, RICHARD, SIMON | PRINCIPAL / PARTNER | 2023-12 | — not seen at a tracked firm |
| PETERS, SEBASTIAN | PRINCIPAL / PARTNER | 2023-12 | — not seen at a tracked firm |
| HU, XING, HAO | PRINCIPAL/PARTNER | 2023-12 | — not seen at a tracked firm |
| ROYDON, KAREN, NATALIE | PRINCIPAL / PARTNER · PINCIPAL PARTNER | 2023-04 | — not seen at a tracked firm |
| SHILLINGLAW, ROBERT, WILLIAM | FINANCE DIRECTOR | 2023-01 | — not seen at a tracked firm |
| MOLLER-BUTCHER, JENS, PETER | CHIEF OPERATING OFFICER | 2023-01 | — not seen at a tracked firm |
| FRAZIER, RUFUS, LEWIS | PRINCIPAL / PARTNER | 2023-01 | — not seen at a tracked firm |
| YANG, YIYONG | PRINCIPAL / PARTNER · PRINCIPAL/PARTNER | 2022-11 | — not seen at a tracked firm |
| BRICOUT, ROBERT, GARY | CHIEF LEGAL OFFICER | 2022-04 | — not seen at a tracked firm |
| VLASTO, CATHERINE, JANE | PRINCIPAL / PARTNER | 2021-08 | — not seen at a tracked firm |
| ELDER, ANDREW, GRAHAM | PRINCIPAL / PARTNER | 2021-03 | — not seen at a tracked firm |
| DE SOUSA SEAMAN, DAVID | PRINCIPAL / PARTNER · PRINCIPAL/PARTNER | 2018-07 | — not seen at a tracked firm |
| BALLANTYNE, PAUL, DEAN | PRINCIPAL / PARTNER | 2018-03 | — not seen at a tracked firm |
| YERBURGH, KAREN, LUCINDA | CHIEF EXECUTIVE OFFICER / PRINCIPAL / PARTNER | 2017-03 | — not seen at a tracked firm |
| KUZNETSOV, EUGENI | PRINCIPAL / PARTNER | 2015-07 | — not seen at a tracked firm |
| RYAN, MARTYN | PRINCIPAL / PARTNER · PRINCIPAL / PARTNER / CHIEF OPERATING OFFICER · PRINCIPAL / CHIEF FINANCIAL OFFICER / PARTNER / CHIEF OPERATING OFFICER · PRINCIPAL / CHIEF FINANCIAL OFFICER / PARTNER / CHIEF COMPLIANCE OFFICER/ CHIEF OPERATING OFFICER | 2015-03 | — not seen at a tracked firm |
| GREATBATCH, PAUL | PRINCIPAL / PARTNER | 2013-04 | — not seen at a tracked firm |
| JURACKA, JAMES | PRINCIPAL / PARTNER · PRINCIPAL/PARTNER | 2013-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
