CIK 1297376
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CORSO, CLIFFORD DEAN | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER/DIRECTOR | 2021-06 | <5% ·◆ |
| DANIEL, BART PATRICK | CHIEF TECHNOLOGY OFFICER/DIRECTOR | 2013-03 | <5% ·◆ |
| FERONE, MARILEE | EXEC. VP | 2020-12 | <5% ·◆ |
| GENOVESE, CHRISTOPHER THOMAS | EXEC. VP/DIRECTOR | 2008-01 | <5% ·◆ |
| GILBERT, BRIAN WAYNE | SR. VP | 2012-10 | <5% ·◆ |
| LLOYD, MATTHEW WILLIAM | CHIEF INVESTMENT STRATEGIST/EXEC. VP/DIRECTOR | 2015-07 | <5% ·◆ |
| MEITZNER, ALEX ROBERT | SR. VP | 2008-01 | <5% ·◆ |
| OPIE, JEFFREY KURTIS | EXEC. VP, CHIEF FINANCIAL OFFICER | 2016-11 | <5% ·◆ |
| SICKLES, CHARLES EDWARD | EXEC. VP | 2018-10 | <5% ·◆ |
| STEWART, RICHARD ALAN | EXEC. VP | 2015-07 | <5% ·◆ |
| STOKLOSA, TIMOTHY JOHN | EXEC. VP, CHIEF OPERATING OFFICER | 2018-06 | <5% ·◆ |
| WEBBER, JOHN EDWIN | SVP, CHIEF COMPLIANCE OFFICER/SECRETARY | 2011-08 | <5% ·◆ |
| AAM HOLDINGS, INCentity | SHAREHOLDER | 2010-12 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| COLYER, SCOTT IRVIN | CHAIRMAN/CHIEF EXECUTIVE OFFICER/DIRECTOR · CHAIRMAN/CHIEF EXECUTIVE OFFICER/PRESIDENT/DIRECTOR · CHIEF EXECUTIVE OFFICER/DIRECTOR | 2024-07 | — not seen at a tracked firm |
| COLYER, LISA ANNE | EXEC. VP/DIRECTOR | 2024-07 | — not seen at a tracked firm |
| COSTAS, JAMES ROBERT | SR. EXEC. VP/DIRECTOR · EXEC. VP/DIRECTOR | 2024-05 | — not seen at a tracked firm |
| GALVIN, JOHN PATRICK | EXEC. VP/DIRECTOR · EXEC. VP | 2023-03 | — not seen at a tracked firm |
| PEGG, RANDAL JASON | EXEC. VP/DIRECTOR | 2022-03 | — not seen at a tracked firm |
| SIMKIN, JACK DAVID | DIRECTOR · CHIEF OPERATING OFFICER/DIRECTOR | 2021-08 | — not seen at a tracked firm |
| BOYLE, MICHAEL ROY | SR. VP | 2021-06 | — not seen at a tracked firm |
| WILLIAMS, ANDREW STEPHEN | PRESIDENT/DIRECTOR | 2018-07 | — not seen at a tracked firm |
| RADTKE, JOHN SCOTT | EXEC. VP | 2018-07 | — not seen at a tracked firm |
| MCNAMARA, ROBERT CHARLES | CHIEF OPERATING OFFICER · EXEC. VP | 2018-04 | — not seen at a tracked firm |
| ROBERG, ROGER SCOTT | CHIEF FINANCIAL OFFICER · CHIEF FINANCIAL OFFICER/DIRECTOR | 2017-03 | — not seen at a tracked firm |
| COTTON, JOE ROBERT | EXEC. VP | 2014-03 | — not seen at a tracked firm |
| SEGAL, MICHAEL SCOTT | EXEC. VP | 2013-04 | — not seen at a tracked firm |
| THERIOT, E ROBERT III | PRESIDENT/DIRECTOR | 2013-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
