CIK 1280493
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Ellsley, Douglas, Michael | MEMBER, CHIEF TECHNOLOGY OFFICER | 2023-03 | — not seen at a tracked firm |
| SHAW, SANDRA | CHIEF FINANCIAL OFFICER, MEMBER | 2022-03 | — not seen at a tracked firm |
| HAM, ANDREW, PATRICK | DIRECTOR OF MINING ANALYSIS | 2017-04 | — not seen at a tracked firm |
| ADSHEAD-BELL, NICOLE, SHERI | DIRECTOR OF MINING RESEARCH | 2016-05 | — not seen at a tracked firm |
| FALCK, CHRISTIAN, KENNETH | MANAGING DIRECTOR, MINING INVESTMENTS |
| 2012-03 |
| — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
