CIK 1278678
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-03). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-03. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| METROSE, SEAN, ADAM | PRESIDENT & PORTFOLIO MANAGER | 2008-04 | 25–50% ·◆ |
| WARDLOW, JEFFREY, WILLIAM | CHIEF INVESTMENT OFFICER & PORTFOLIO MANAGER | 2004-07 | 25–50% ·◆ |
| GRABEL, MARY ELIZABETH, BARNDS | CHIEF COMPLIANCE OFFICER | 2013-11 | 5–10% |
| KNAS, KARL, LAURENCE | PORTFOLIO MANAGER | 2015-09 | 5–10% |
| SCHATTNER, SARAH, BLISS | DIRECTOR OF MARKETING & CLIENT SERVICE | 2012-12 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HARRIS, MICHAEL, FRANCIS | PORTFOLIO MANAGER · PARTNER | 2019-06 | — not seen at a tracked firm |
| WATKINS, GREGG, DEVEREAUX | PORTFOLIO MANAGER · CHAIRMAN & PORTFOLIO MANAGER · CHAIRMAN · PRESIDENT · PRESIDENT / CHIEF COMPLIANCE OFFICER | 2019-06 | — not seen at a tracked firm |
| MADISON, MICHAEL, JOSEPH | PORTFOLIO MANAGER · PARTNER · VICE PRESIDENT | 2019-06 | — not seen at a tracked firm |
| HOLLINSHEAD, JULIE | PORTFOLIO MANAGER | 2018-11 | — not seen at a tracked firm |
| HULLINGER, WILLIAM, CHARLES | CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER · CHIEF OPERATIONS OFFICER | 2016-01 | — not seen at a tracked firm |
| KRAKOWIAK, JOHN, ERIC | MARKETING DIRECTOR | 2012-09 | — not seen at a tracked firm |
| RODECKER, ARTHUR, DEROY | CHAIRMAN EMERITUS | 2012-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
