CIK 1277403
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-23). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-23. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| STITZER, LUCY, CAROLINE MACMILLAN | OWNER | 2008-01 | 50–75% ·◆ |
| STITZER, MARK, (NMN) | CHIEF EXECUTIVE OFFICER | 2003-01 | 50–75% ·◆ |
| FINEGAN, DEBORAH, ANNE | CHIEF OPERATING OFFICER | 2004-09 | 5–10% ·◆ |
| LOVERRO, ROBERT, ARMSTRONG | CHIEF FINANCIAL OFFICER | 2013-03 | <5% ·◆ |
| ROUX, JEREMI, (NMN) | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER | 2015-07 | <5% ·◆ |
| BRIDY, JOSEPH, JOHN | FIXED INCOME PORTFOLIO MANAGER | 2004-07 | 10–25% |
| DAGNES, CHRISTOPHER, MICHAEL | EQUITY PORTFOLIO MANAGER | 2001-07 | 5–10% |
| STITZER, PARKER, BROWN | FIXED INCOME ANALYST | 2026-01 | 5–10% |
| TANG, MICHAEL, M | EQUITY PORTFOLIO MANAGER | 2026-01 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| GARLAND, CHARLES, STEDMAN | EQUITY PM AND RELATIONSHIP MANAGER · SENIOR EQUITY PORTFOLIO MANAGER | 2024-03 | — not seen at a tracked firm |
| PAN, VIVIAN, (NMN) | SENIOR ADVISER · CHIEF INVESTMENT OFFICER · PRESIDENT | 2018-09 | — not seen at a tracked firm |
| TORREGIANO, MICHAEL, JAMES | CHIEF COMPLIANCE OFFICER | 2015-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
