CIK 1277158
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q3. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| GRANDJEAN, STEVEN, DOUGLAS | PRESIDENT | 1990-06 | <5% ·◆ |
| SMOLINSKI, CRYSTAL, SUZANNE | CHIEF COMPLIANCE OFFICER | 2004-09 | <5% ·◆ |
| STEVEN GRAND-JEAN REVOCABLE TRUSTentity | TRUST | 2017-05 | 75%+ ·◆ |
| STEVEN GRAND-JEAN REVOCABLE TRUST, DATED FEBRUARY 21, 2007entity | TRUST | 2017-05 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2025-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
