CIK 1275228
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| TODOROVICH, SERGE, NMN | GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER · GENERAL COUNSEL | 2024-09 | — not seen at a tracked firm |
| MITCHELL, MARK, ROBERT | DIRECTOR | 2022-10 | — not seen at a tracked firm |
| BRAUN, DOV, BERISH | CHIEF FINANCIAL OFFICER | 2019-10 | — not seen at a tracked firm |
| BELT, BRADLEY, DECK | DIRECTOR | 2019-04 | — not seen at a tracked firm |
| SHERMAN, ROBERT, IRA | CHIEF OPERATING OFFICER | 2017-09 | — not seen at a tracked firm |
| FITZGERALD, CHRISTOPHER, PAUL | CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| CAPPELLA, TERESA, REGINA | GENERAL COUNSEL · SENIOR VICE PRESIDENT, GENERAL COUNSEL | 2016-09 | — not seen at a tracked firm |
| WHITLEY, FRANK, XAVIER | VICE CHAIRMAN · VICE CHAIRMAN; SHAREHOLDER | 2013-11 | — not seen at a tracked firm |
| WEINSTEIN, RICHARD, HOWARD | CHIEF OPERATING OFFICER & GENERAL COUNSEL; CHIEF COMPLIANCE OFFICER | 2013-09 | KINGDON CAPITAL MANAGEMENT, L.L.C. |
| FLANAGAN, MARK, JAMES | EXECUTIVE VICE PRESIDENT | 2013-09 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
