CIK 1269786
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| ALTSCHUL, ARTHUR, GOODHART | CHAIRMAN AND CEO | 2019-12 | 75%+ ·◆ |
| ZENKER, RICHARD, JAY | LIMITED PARTNER | 2014-05 | 10–25% ·◆ |
| SICILIANO, FRANK, JOSEPH | CFO/COO | 2022-12 | <5% ·◆ |
| Kanaley, Ryan, James | CHIEF INVESTMENT OFFICER | 2024-03 | <5% |
| SHEERIN-KOHM, KORRINE, NICOLE | CHIEF COMPLIANCE OFFICER | 2025-02 | <5% |
| OVERBROOK MANAGEMENT CORPORATIONentity | GENERAL PARTNER | 2014-05 | <5% ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| APPELGREN, RICHARD, ALLEN | MANAGING DIRECTOR | 2024-07 | — not seen at a tracked firm |
| MUNN, CHRISTINE | MANAGING DIRECTOR | 2024-01 | — not seen at a tracked firm |
| MOSKOWITZ, LLOYD, NMN | CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2023-03 | Cannell & Spears LLC |
| ROSENBERG, BRAD, STEVEN | MANAGING DIRECTOR, DIRECTOR OF RESEARCH | 2021-08 | — not seen at a tracked firm |
| GOFFE, ANDREW, JASON | CEO, CIO, AND DIRECTOR · PRESIDENT, CEO, CIO, AND DIRECTOR · PRESIDENT, CEO, CIO, CHIEF COMPLIANCE OFFICER AND DIRECTOR · PRESIDENT, CEO, CIO AND DIRECTOR | 2019-03 | — not seen at a tracked firm |
| URFRIG, JONATHAN, DAVID | PRESIDENT | 2015-03 | — not seen at a tracked firm |
| GRECCO, MARY, JEAN | CFO AND TREASURER · CFO, TREASURER & CHIEF COMPLIANCE OFFICER · CFO & CHIEF COMPLIANCE OFFICER | 2013-10 | — not seen at a tracked firm |
| BRINBERG, ROBERT | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER · CHIEF OPERATING OFFICER | 2013-06 | — not seen at a tracked firm |
| LEVY, ADAM, MICHAEL | VICE-PRESIDENT | 2012-11 | — not seen at a tracked firm |
| REEF, ALAN, JOEL | PRESIDENT, CEO & DIRECTOR | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
