CIK 1260824
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-26). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-26. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| EULBERG, JEFFREY, MICHAEL | DIRECTOR OF WEALTH MANAGEMENT AND OWNER | 2010-01 | 5–10% ·◆ |
| HAY, TYLER, BRADLEY | MEMBER/CHIEF EXECUTIVE OFFICER | 2010-01 | 5–10% ·◆ |
| DICKS, JEFFREY, B | CHIEF INVESTMENT OFFICER | 2022-02 | <5% ·◆ |
| HAY, WILLIAM, WYATT | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 2016-02 | <5% ·◆ |
| NICOLETTI, MARK, ERNEST | MANAGING DIRECTOR, FAMILY OFFICE | 2012-08 | <5% ·◆ |
| OTIS, JEFFREY, EARL | DIRECTOR OF PRIVATE WEALTH AND OWNER | 2023-01 | <5% ·◆ |
| SINITSA, OLESYA, S | MEMBER | 2004-04 | 5–10% |
| RAZORE, JEFFREY, WARREN | BRAND DEVELOPMENT MANAGER /MEMBER | 2010-08 | <5% |
| WIESMANN, MICHAEL, JAY | CUSTOMER RELATIONSHIP MANAGER/MEMBER | 2007-03 | <5% |
| D AND M HAY LLCentity | MEMBER | 2004-04 | 50–75% ·◆ |
| LENAPE INC.entity | MEMBER | 2012-03 | 10–25% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| HAY, DAVID, MILLS | CO-CHIEF INVESTMENT OFFICER · MEMBER/CHIEF INVESTMENT OFFICER | 2024-08 | — not seen at a tracked firm |
| DUNN, STEPHEN, JEROME | CUSTOMER RELATIONSHIP MANAGER/MEMBER · SHAREHOLDER | 2019-01 | — not seen at a tracked firm |
| MORRIS, LARRY, PINKLEY | MEMBER | 2013-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
