CIK 1214717
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| CICCONE, MICHAEL, ANTHONY | CHIEF COMPLIANCE OFFICER | 2023-07 | <5% ·◆ |
| CODREANU, SORIN, CHRISTIAN | CHIEF FINANCIAL OFFICER | 2013-10 | <5% ·◆ |
| DEPOALO, RONALD, EDWARD | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2026-01 | <5% ·◆ |
| DOHERTY, LAURA, M | CHIEF OPERATING OFFICER | 2024-05 | <5% ·◆ |
| MOYER, BRAD, ETHAN | GENERAL COUNSEL | 2025-04 | <5% ·◆ |
| BULLEN, PHILIP, LINDSEY | DIRECTOR | 2017-02 | <5% |
| DUNN, KATHRYN, ANN | DIRECTOR | 2024-08 | <5% |
| EVEN, MICHAEL, K | DIRECTOR | 2020-02 | <5% |
| Kapoor, Alok, Kumar | DIRECTOR | 2022-05 | <5% |
| MCGRAW, GERARD, JOHN | DIRECTOR | 2023-11 | <5% |
| SPRAGUE, THOMAS, MICHAEL | DIRECTOR | 2019-02 | <5% |
| UHRIG, JENNIFER, STONESTREET | DIRECTOR | 2013-10 | <5% |
| GEODE CAPITAL HOLDINGS LLCentity | MEMBER | 2003-08 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| NEVINS, MATTHEW, JOEL | GENERAL COUNSEL | 2024-08 | — not seen at a tracked firm |
| LANE, DAVID, KENNETH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2024-08 | — not seen at a tracked firm |
| ROCKEFELLER, ARLENE, MARY | DIRECTOR | 2024-05 | — not seen at a tracked firm |
| KENLY, FRANKLIN, CORNING | DIRECTOR | 2024-05 | — not seen at a tracked firm |
| ROITER, ERIC, DANIEL | DIRECTOR | 2024-05 | — not seen at a tracked firm |
| MILLER, JEFFREY, STEWART | CHIEF OPERATING OFFICER/INTERIM CHIEF FINANCIAL OFFICER · CHIEF OPERATING OFFICER | 2024-03 | — not seen at a tracked firm |
| Harris, Lionel, Todd | DIRECTOR | 2023-07 | — not seen at a tracked firm |
| CIARDI, JOSEPH, LOUIS | CHIEF COMPLIANCE OFFICER | 2023-03 | — not seen at a tracked firm |
| MINICUS, ROBERT, GEORGE | DIRECTOR · PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2023-03 | — not seen at a tracked firm |
| LORING, CALEB | DIRECTOR | 2021-01 | — not seen at a tracked firm |
| GUBITOSI, VINCENT, CHARLES | PRESIDENT AND CHIEF INVESTMENT OFFICER | 2020-06 | — not seen at a tracked firm |
| HALEY, JOHN, FRANCIS | DIRECTOR | 2017-08 | — not seen at a tracked firm |
| FRANCKE, ALBERT | DIRECTOR | 2017-04 | — not seen at a tracked firm |
| KETCHEN, JASON, FORREST | GENERAL COUNSEL | 2014-03 | PANAGORA ASSET MANAGEMENT INC |
| LEFKOWITZ, STEVEN, LAURENCE | CHIEF FINANCIAL OFFICER AND TREASURER | 2013-04 | Finepoint Capital LP |
| YOST, GEORGE, J | DIRECTOR | 2012-11 | — not seen at a tracked firm |
| LAMPERT, LISA, JILL | CHIEF LEGAL OFFICER | 2012-05 | — not seen at a tracked firm |
| MCKENZIE, CHARLES, LLOYD | DIRECTOR | 2012-04 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
