CIK 1177206
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-27). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-27. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| STEVENS, THOMAS, DELLWYN | LACM HOLDINGS INC. CHAIRMAN OF THE BOARD OF DIRECTORS / CLASS A SHAREHOLDER | 2021-01 | 25–50% ·◆ |
| ALLEN, DANIEL, EARLE | CEO / PRESIDENT / BOARD MEMBER | 2017-01 | <5% ·◆ |
| GIDDINGS, DANIEL, EVERETT | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY | 2025-12 | <5% ·◆ |
| MATSUDA, STUART, KEI | CHIEF TRADING OFFICER / BOARD MEMBER | 2017-02 | <5% ·◆ |
| MUELLER, ELIZABETH | CHIEF FINANCIAL OFFICER | 2021-01 | <5% ·◆ |
| OETOMO, STEVE | CHIEF TECHNOLOGY OFFICER | 2016-06 | <5% ·◆ |
| PEPIN, JENNIFER, ELIZABETH | CHIEF COMPLIANCE OFFICER / BOARD MEMBER | 2007-11 | <5% ·◆ |
| RACKHAM, EDWARD | CHIEF INVESTMENT OFFICER / BOARD MEMBER | 2025-06 | <5% ·◆ |
| REYNOLDS, HAL, WILLIAM | VICE CHAIRMAN / BOARD MEMBER | 2025-06 | <5% ·◆ |
| ROWE, BRADFORD | CHIEF RESEARCH OFFICER | 2022-10 | <5% ·◆ |
| LACM HOLDINGS INC.entity | PARENT HOLDING COMPANY, MEMBER, MANAGER | 2021-01 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Barker, Linda, Daves | CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY · CHIEF LEGAL OFFICER / GENERAL COUNSEL / CORPORATE SECRETARY (CLASS B SHAREHOLDER) | 2024-08 | — not seen at a tracked firm |
| MADDEN, CARIN, LYNN | CHIEF PORTFOLIO OPERATIONS OFFICER (CLASS A SHAREHOLDER) · DIRECTOR OF OPERATIONS/PRINCIPAL (CLASS A SHAREHOLDER) | 2019-12 | — not seen at a tracked firm |
| BORGER, DAVID, RUSSELL | DIRECTOR OF RESEARCH/VICE PRESIDENT/PRINCIPAL (CLASS A SHAREHOLDER) | 2014-12 | — not seen at a tracked firm |
| KUGLER, CHRISTINE, MARIE | DIRECTOR OF IMPLEMENTATION/PRINCIPAL (CLASS A SHAREHOLDER) | 2013-02 | — not seen at a tracked firm |
| DEMENT, DAN, MERRICK | DIRECTOR OF MODEL DEVELOPMENT/PRINCIPAL (CLASS A SHAREHOLDER) | 2013-02 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
