CIK 1167711
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-03-31). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-03-31. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| Leritz, Lynn, Phidej | DIRECTOR | 2026-03 | <5% ·◆ |
| MIKELSON, PAUL, ANTHONY | PRESIDENT & DIRECTOR | 2024-11 | <5% ·◆ |
| SCHUTTE, BRENT, GREGORY | CHIEF INVESTMENT OFFICER & DIRECTOR | 2021-12 | <5% ·◆ |
| TOMCZAK, BONNIE, LYNN | CHAIR & DIRECTOR OF THE BOARD | 2021-11 | <5% ·◆ |
| Gabrys, Matthew, Eugene | CHIEF COMPLIANCE OFFICER | 2026-03 | <5% |
| HEISTAD, ANDREW, JOHN | TREASURER | 2022-04 | <5% |
| THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANYentity | PARENT COMPANY | 2001-05 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| CONMEY, MICHAEL, JORDAN | CHIEF COMPLIANCE OFFICER | 2024-11 | — not seen at a tracked firm |
| DRURY, DAVID, JOHN | DIRECTOR | 2024-11 | — not seen at a tracked firm |
| BENTLEY, JOHN, EMERSON | CHAIRMAN OF THE BOARD | 2024-06 | NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC |
| JOELSON, RONALD, PETER | CHAIRMAN OF THE BOARD, PRESIDENT · CHAIRMAN OF THE BOARD | 2022-03 | — not seen at a tracked firm |
| Schoenborn, Evamarie | DIRECTOR | 2022-01 | — not seen at a tracked firm |
| KROPP, ROSANNE, LEA | DIRECTOR & TREASURER · DIRECTOR | 2021-12 | — not seen at a tracked firm |
| FLEMING, KATE, MARIE | PRESIDENT, DIRECTOR & TREASURER · PRESIDENT & DIRECTOR · PRESIDENT · TREASURER, VICE PRESIDENT-OPERATIONS AND DIRECTOR · TREASURER AND VICE PRESIDENT-OPERATIONS | 2021-09 | — not seen at a tracked firm |
| PAVLICK, RANDY, MICHAEL | CHIEF COMPLIANCE OFFICER | 2020-03 | — not seen at a tracked firm |
| BAUER, CHRIS, MICHAEL | INDEPENDENT DIRECTOR | 2019-10 | — not seen at a tracked firm |
| ELLS, RALPH, DAVID | CHAIRMAN OF THE BOARD | 2015-03 | — not seen at a tracked firm |
| SWAIN, CHRISTOPHER, PAUL | VICE PRESIDENT-INVESTMENTS | 2014-03 | — not seen at a tracked firm |
| DEANGELIS, JEFFERSON, VINCENT | PRESIDENT AND DIRECTOR | 2013-10 | — not seen at a tracked firm |
| ZIELINSKI, MICHAEL, W | CHIEF COMPLIANCE OFFICER | 2013-10 | — not seen at a tracked firm |
| DOLL, MARK, GEORGE | CHAIRMAN OF THE BOARD | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
