CIK 1161927
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2024-Q2. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-05-20). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-05-20. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| RICK IV, EDWARD | DIRECTOR, PRESIDENT | 2021-10 | <5% ·◆ |
| Samardzija, Marc, J | CHIEF COMPLIANCE OFFICER | 2026-05 | <5% ·◆ |
| WALZER, SUSAN, LAVELLE | DIRECTOR | 2019-08 | <5% ·◆ |
| WILWANT, ERIC, CHRISTIAN | DIRECTOR | 2017-11 | <5% ·◆ |
| CARILLON TOWER ADVISERS, INC.entity | SHAREHOLDER | 2017-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2024-Q3). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| SOUSA, DAMIAN, DANIEL | CHIEF COMPLIANCE OFFICER | 2024-12 | — not seen at a tracked firm |
| SPURGEON, DANIEL, PHILIP | DIRECTOR | 2023-10 | — not seen at a tracked firm |
| Shin, Chang | CCO | 2023-09 | CreativeOne Wealth, LLC |
| EDWARDS, CHARLES, MICHAEL | PRESIDENT · DIRECTOR | 2021-07 | — not seen at a tracked firm |
| MCKINNEY, DAVID, BRUCE | DIRECTOR | 2021-04 | — not seen at a tracked firm |
| ABBOTT, JAMES, COOPER | CHAIRMAN | 2021-01 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
| JAMES, COURTLAND, WOLFE | DIRECTOR | 2019-09 | — not seen at a tracked firm |
| ISEMAN, ANDREW | CEO · CHAIRMAN | 2018-05 | — not seen at a tracked firm |
| BETZ, SCOTT, A | COO · COO AND CHIEF COMPLIANCE OFFICER · TREASURER, COO AND CHIEF COMPLIANCE OFFICER · TREASURER | 2018-02 | — not seen at a tracked firm |
| PAULS, JOHN, CHARLES | SECRETARY | 2017-04 | — not seen at a tracked firm |
| KEMPER, JOHN, MARINER | DIRECTOR | 2017-04 | — not seen at a tracked firm |
| PAYNE, JENNIFER, M | DIRECTOR | 2017-04 | — not seen at a tracked firm |
| JOHNSON, SHANNON, A | DIRECTOR | 2017-04 | — not seen at a tracked firm |
| HERRMANN, DARREN | DIRECTOR | 2017-04 | — not seen at a tracked firm |
| MOFFETT, JAMES, LEE | EVP & CHIEF INTERNATIONAL STRATEGIST, DIRECTOR | 2016-07 | — not seen at a tracked firm |
| WIESENFELD, BENJAMIN, DAVID | CHIEF COMPLIANCE OFFICER | 2016-06 | — not seen at a tracked firm |
| DESILVA, PETER, JAMES | DIRECTOR | 2015-03 | — not seen at a tracked firm |
| WALKER, BRIAN, J | DIRECTOR | 2015-03 | — not seen at a tracked firm |
| HAGEDORN, MICHAEL, DENNIS | DIRECTOR | 2014-09 | — not seen at a tracked firm |
| WENDEL, CLYDE, FRANCIS | DIRECTOR | 2014-09 | — not seen at a tracked firm |
| GREINER, WILLIAM, BERKLEY | PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR | 2012-03 | — not seen at a tracked firm |
| LUBCHENCO, DAVID, WARREN | DIRECTOR | 2012-03 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
