CIK 1161822
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-04-15). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-04-15. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| TODD, WALTER, BLAKELY | PRESIDENT/CHIEF INVESTMENT OFFICER | 2017-08 | 5–10% ·◆ |
| DISHER, BRIAN, LANIER | DIRECTOR OF WEALTH MANAGEMENT | 2014-06 | <5% ·◆ |
| LOLLIS, DENISE, HEMINGWAY | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | 2016-02 | <5% ·◆ |
| Pyles, Mark, Kurt | DIRECT OF MULTI-ASSET STRATEGIES | 2025-06 | <5% ·◆ |
| WISEMAN, JOHN, DURHAM | DIRECTOR OF FIXED INCOME | 2014-06 | <5% ·◆ |
| BANE, MELISSA, DAWN | SENIOR PRIVATE CLIENT ADVISOR | 2018-05 | <5% |
| BOND, CLAUD, WILLIAM | SENIOR TRADING MANAGER | 2025-06 | <5% |
| COOPER, JOHN, WESLEY | PRIVATE CLIENT ADVISOR | 2025-06 | <5% |
| TCB CORPORATIONentity | MEMBER | 2008-07 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| DECKER, JOHN, ROBERT | DIRECTOR OF EQUITY | 2024-03 | — not seen at a tracked firm |
| BELL, JAMES, PHILIP | CEO · PRESIDENT · PRESIDENT / CHIEF COMPLIANCE OFFICER · CHIEF COMPLIANCE OFFICER | 2018-07 | — not seen at a tracked firm |
| NIX, MICHAEL, WAYNE | CHIEF OPERATING OFFICER | 2013-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
