CIK 1161722
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
Firm-level facts as reported by the adviser on Form ADV Part 1A (latest filing 2026-06-12). Regulatory assets under management (RAUM) is Form ADV's gross figure and can differ from a 13F long book — it includes private-fund assets, leverage and non-13(f) securities. Titles and figures as-filed. Latest ADV filing 2026-06-12. Form ADV ↗
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| PELLIZZON, GREGORY, PAUL | MANAGING DIRECTOR, CHIEF EXECUTIVE OFFICER | 2000-01 | 25–50% ·◆ |
| PELLIZZON, PETER, JOSEPH | MANAGING DIRECTOR, CHIEF OPERATIONS OFFICER, PORTFOLIO MANAGER | 1998-09 | 25–50% ·◆ |
| WOLFORD, ROBERT, BURR | MANAGING DIRECTOR, DIRECTOR OF MARKETING, PORTFOLIO MANAGER | 2000-01 | 25–50% ·◆ |
| AKERS, CAMERON, CURTIS | MANAGING DIRECTOR, CHIEF INVESTMENT OFFICER, PRESIDENT | 2018-12 | <5% ·◆ |
| KAMURA, SUSAN, MARIE | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, DIRECTOR PORTFOLIO ADMINISTRATION | 2026-06 | <5% ·◆ |
| KONON, JAMES | VICE PRESIDENT OF OPERATIONS, AML OFFICER, CISO | 2006-07 | <5% |
| HCM CLASS B MEMBER, LLCentity | VEHICLE FOR EMPLOYEE OWNERSHIP PARTICIPATION OF HCM | 2021-08 | 5–10% |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| Kim, Shawn | DIRECTOR, SENIOR ADVISOR | 2024-09 | — not seen at a tracked firm |
| VIPPERMAN, IANTHE, NICOLE | CHIEF COMPLIANCE OFFICER | 2019-06 | — not seen at a tracked firm |
| SCHULMAN, MICHAEL, ASHLEY | MANAGING DIRECTOR, SR PORTFOLIO MANAGER · MANAGING DIRECTOR | 2018-03 | Running Point Capital Advisors, LLC |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
