CIK 1157519
Long positions in SEC Section 13(f) securities (US-listed stocks, ADRs and ETFs), largest first · Δ vs 2025-Q4. A lagged quarterly snapshot (filed ≤45 days after quarter-end); excludes shorts, options, cash, and shares listed only on non-US exchanges — foreign companies held via a US listing or ADR (e.g. Alibaba, TSMC) ARE included.
| Name | Title (as filed) | Since | Ownership |
|---|---|---|---|
| DAYTON, TOBIN, JACKSON | DIRECTOR | 2018-09 | <5% ·◆ |
| DORAN, THOMAS, BUTLER | DIRECTOR (08/2019), VICE PRESIDENT AND SENIOR CLIENT PORTFOLIO MANAGER | 2019-08 | <5% ·◆ |
| FIELD, JAMES, HEYWOOD | PRESIDENT (12/2019), DIRECTOR | 2018-09 | <5% ·◆ |
| HENKENSIEFKEN, JOCELYN, ANN | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 2026-01 | <5% ·◆ |
| RUSSETT, SCOTT, MICHAEL | SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | 2014-01 | <5% ·◆ |
| OKABENA COMPANYentity | SHAREHOLDER | 1994-11 | 75%+ ·◆ |
Direct owners and executive officers as filed on the adviser's Form ADV Schedule A (as-filed titles; ADV updates annually and on material change). This lists officers and 5%+ owners — not necessarily the full portfolio-management team.
Signed this manager's latest 13F (2026-Q1). The filing's authorized signatory — frequently a compliance officer, general counsel, or CFO — not necessarily the portfolio manager or firm leadership.
| Name | Role (as filed) | Departed after | Now at (if tracked) |
|---|---|---|---|
| LENTZ, STEVEN, GUY | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2024-03 | — not seen at a tracked firm |
| SANTOS, DENNIS, JOHN | DIRECTOR, SENIOR VICE PRESIDENT & CHIEF INVESTMENT OFFICER | 2024-03 | — not seen at a tracked firm |
| NEIMANN, DOUGLAS, ARTHUR | DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER · DIRECTOR, PRESIDENT, CHIEF INVESTMENT OFFICER, SECRETARY, TREASURER | 2019-03 | — not seen at a tracked firm |
| WHELAN, CORINNE, SUZANNE | INTERIM CHIEF COMPLIANCE OFFICER | 2018-03 | — not seen at a tracked firm |
| KLEVEN, STACY, LYNNE | CHIEF COMPLIANCE OFFICER | 2017-03 | — not seen at a tracked firm |
| VAN ZEE, SHERRY, ANN | CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT INVESTMENT ADMINISTRATION | 2016-07 | — not seen at a tracked firm |
Named owners/officers on a past Form ADV Schedule A who are gone from the firm's latest filing. “Departed after” is the last dated filing they appear on. A landing shows only when the destination is another SEC-registered adviser we track.
